Search for: "Hedge Strategy Fund LLC"
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31 Jan 2019, 7:56 am
The claimants allege that Morrissett “misrepresented” two hedge funds in 2013 and 2015, and that the information provided on the two alternative investments was “misleading. [read post]
25 Jan 2019, 12:10 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
18 Jan 2019, 5:56 am
Cohen, and Victor Goldfield, Wachtell, Lipton, Rosen & Katz, on Thursday, January 17, 2019 Tags: Appraisal rights, Go-shop, Hedge funds, Institutional Investors, Merger litigation, Mergers & acquisitions, Private equity, Shareholder activism [read post]
17 Jan 2019, 8:40 am
Certain investment banks, including UBS and Credit Suisse, have cooked up something called a “Yield Enhancement Strategy,” or YES, which is extremely complex and should be used – if at all – by large sophisticated investors like hedge funds, banks and endowments. [read post]
15 Jan 2019, 4:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
18 Dec 2018, 6:42 am
EOX Holdings LLC involves a broker-customer relationship rather than employer-employee. [read post]
26 Oct 2018, 12:44 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
22 Aug 2018, 6:28 am
Most recently, in April 2018, a customer alleged that from 2013 to 2015, Morrissett misrepresented two hedge funds by providing misleading information to the customer about the suitability of the funds, when in fact the hedge funds were unsuitable to the customer’s investment objectives. [read post]
20 Jul 2018, 12:07 pm
Banks, hedge funds and the International Swaps and Derivatives Association Industry Group also voiced concern about Blackstone’s strategy, according to the Journal report. [read post]
28 Jun 2018, 11:49 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
28 Jun 2018, 11:49 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
13 Apr 2018, 4:21 am
Bimal represents major financial institutions and their counterparties including sovereign wealth funds, hedge funds, and private equity funds in high-stakes complex transactions, litigation, and matters before the federal banking agencies and the Department of the Treasury. [read post]
3 Mar 2018, 12:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
20 Jan 2018, 12:00 am
We might take a second bite at the apple and try to save some more funds. [read post]
9 Dec 2017, 12:00 am
Target date funds are basically funds that are managed by somebody. [read post]
27 Oct 2017, 6:01 am
Questions for Equifax Posted by Gary Cook, Cook & Company, on Tuesday, October 24, 2017 Tags: Accountability, Board leadership, Board monitoring, Boards of Directors, Clawbacks, Corporate culture, Cybersecurity, Equifax, Management, Reputation, Risk oversight Building a Better Board Book Posted by Brian Tayan, Stanford University, on Wednesday, October 25, 2017 Tags: Accountability, Accounting, Board… [read post]
25 Oct 2017, 6:03 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System by Leo E. [read post]
27 Jun 2017, 7:18 am
” According to the complaint, since 2011, Mustaphalli invested 58 New York funds – total of more than $11 million – in his hedge fund and then lost $10 million by engaging in a risky options trading strategy that was not consistent with his clients’ investment profiles and objectives. [read post]
19 May 2017, 7:25 am
From January 2013 to June 2014, Meadlin published a series of email solicitations as well as some information on subscription hedge fund databases. [read post]
29 Mar 2017, 5:09 am
The difficulty for me was to obtain the data without becoming a taxpayer-funded ward of the public sector. [read post]
