Search for: "Howard Industries Inc"
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22 Jul 2018, 1:29 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Howard Utz (Utz), formerly associated with Hazard & Siegel, Inc. [read post]
6 Jul 2018, 11:47 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Mark Solomon (Solomon), formerly associated with M Holdings Securities, Inc. [read post]
28 Jun 2018, 7:57 am
Jason Howard, J.D.A federal district court in Massachusetts has entered a final judgment against a former partner in a California law practice for his part in defrauding investors in CitySide Tickets, Inc., a Massachusetts-based ticket brokering business (SEC v. [read post]
11 May 2018, 5:15 am
FINRA Broker Disciplinary Action Report April 2018Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
12 Apr 2018, 9:01 pm
Federal: Investigators Focus on Another Trump Ally: The National EnquirerWRAL – Jim Rutenberg, Emily Steel, and Mike McIntire (New York Times) | Published: 4/11/2018 President Trump has deep connections with the country’s largest tabloid publisher, American Media Inc (AMI), which publishes The National Enquirer. [read post]
31 Dec 2017, 1:46 pm
A picture taken on November 20, 2017 shows logos of US online news and social networking service Twitter displayed on computers’ screens. [read post]
29 Dec 2017, 7:34 am
The content industries might be worried about the US tech giants, but the US tech giants will be looking East, at the astonishing growth of the likes of Baidu, JD.com and Albibaba. [read post]
26 Dec 2017, 7:08 pm
The largest recoveries involving the health care industry this past year – over $900 million – came from the drug and medical device industry. [read post]
6 Oct 2017, 6:47 pm
Clarksville Residents Against Mortuary Defense Fund, Inc v Donaldson Properties, 2017 WL 4103706 (MD 6/22/2017)Filed under: Special Use/Exception [read post]
2 Jul 2017, 8:06 am
HOJ Industries Ltd. [read post]
28 Jun 2017, 3:59 am
National Collegiate Athletic Association and New Jersey Thoroughbred Horsemen’s Association, Inc. v. [read post]
9 Apr 2017, 4:33 pm
The claim against the first defendant, Google Inc, continues. [read post]
19 Mar 2017, 5:05 pm
The Social Media Law Bulletin has examined the issue of whether a state law can prevent a social media site from publicly posting accurate age information about individuals in the entertainment industry after the decision in California. [read post]
2 Mar 2017, 4:30 am
"Here is the program:Monday, May 15Welcome and Opening Address - Conference Tri-chairs, Lori Ciani, Amex Bank of Canada| Amex Canada Inc.; Thomas Irvine, (retired); Shirley Nakata, University of British ColumbiaKeynote – Paul Dubé, Ontario OmbudsmanConcurrent Learning SessionsTitle TBC, Brigitte Goulard, Deputy Commissioner for Financial Consumer Agency of Canada (FCAC)How to Deliver Difficult Recommendations, Ian Darling, Ombudsperson, Office of the New Home Buyer… [read post]
9 Feb 2017, 7:06 am
See Howard Offshore Liftboats, LLC, 2015 WL 7428581 (E.D. [read post]
26 Jan 2017, 8:11 am
Our securities fraud attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against Howard Brous (Brous) currently associated with Wunderlich Securities, Inc. [read post]
24 Jan 2017, 4:30 am
Ombuds Interventions – Bringing Cases Forward (Level: Advanced; Sector: All), Melanie Lewis-Jagneaux, CO-OP, Principal Ombuds, Baker Hughes; Ilene Butensky, CO-OP, Vice President Office of the Ombuds, Eaton Corporation; Mim Gaetano, CO-OP, Corporate Ombudsman, Mars, Inc.; Donna Douglass Williams, CO-OP, Director, Ombuds Program, MD Anderson Cancer CenterConcurren [read post]
30 Dec 2016, 8:23 am
In Howard Industries, Inc., 365 NLRB No. 4 (December 21, 2016), the employer, a unionized manufacturer of electronic transformers, had a “Christmas Gifts” policy that covered “employees and retired employees” whereby employees would be eligible for a “Christmas gift of a ham if the company deems so on a year to year basis. [read post]
19 Dec 2016, 3:07 am
Someone's not.Case In PointIn a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in July 2015, former Zion’s Direct, Inc. employee Claimant Howard asserted breaches of contract and the implied covenant of good faith and fair dealing; wrongful termination; and the filing of a false Uniform Termination Notice for Securities ... [read post]
The Canadian Copyright Board: To Be or Not To Be –That Is A Question – ALAI Conference, May 25, 2016
28 Jun 2016, 2:37 pm
., who is a frequent music industry expert witness at the Board. [read post]
