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16 Apr 2019, 5:00 pm
At the time of the alleged fraud, Class TT was managed by Albert Hallac (“Hallac”), Jeffrey Hallac (“Jeffrey”), and Keith Wellner, through Weston Capital Asset Management, LLC and its related affiliate Weston Capital Management LLC. [read post]
16 Apr 2019, 5:00 pm
At the time of the alleged fraud, Class TT was managed by Albert Hallac (“Hallac”), Jeffrey Hallac (“Jeffrey”), and Keith Wellner, through Weston Capital Asset Management, LLC and its related affiliate Weston Capital Management LLC. [read post]
1 Apr 2019, 10:29 am
” We note that although the Court did not explain the legal basis for which it would be “inappropriate” to hold a “mailroom clerk” or other “tangential” persons primarily liable for disseminating false or misleading statements made by others, that basis would appear to be the separate requirement set forth in Stoneridge Investment Partners, LLC v. [read post]
6 Feb 2019, 6:00 am
Texas, for example, allows for deductions for cost of goods sold (COGS) or worker compensation, while Nevada permits firms to deduct 50 percent of a firm’s Commerce Tax liability over the previous four quarters from payments for the state’s payroll tax.[21] Gross receipts taxes usually apply to C corporations, but some, such as Texas’ Margin Tax, apply to C corporations and pass-through firms such as LLCs and S corporations.[22] Nearly all states use gross receipts [read post]
20 Jan 2019, 11:43 pm
Instead, antecedent statutory provisions limit the scope of a court’s §§3 and 4 powers to stay litigation and compel arbitration “accord[ing to] the terms” of the parties’ agreement. [read post]
3 Jan 2019, 5:57 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC Conklin, Jeffrey The Huntington Investment Company… [read post]
28 Dec 2018, 1:00 am
Respondents Tennessee Fine Wines and Spirits, LLC (Fine Wines) and Affluere Investments, Inc. [read post]
11 Dec 2018, 5:31 am
But, “free access” as a guiding norm is not consistent with encouraging new investment by our creators or paying them properly. [read post]
4 Dec 2018, 11:22 am
PTAB Issue Joinder Practices to End As I predicted a few weeks back, the Patent Trial & Appeal Board is now moving to Proppant Express Investments, LLC, Proppant Express Solutions, LLC v. [read post]
8 Nov 2018, 4:32 am
Tempnology, LLC. [read post]
1 Nov 2018, 4:37 pm
” Acorn Land, LLC v. [read post]
31 Oct 2018, 11:21 am
Court of Appeals for the 9th Circuit is “continu[ing] to defy decades of clearly established jurisprudence on qualified immunity. [read post]
23 Sep 2018, 9:50 am
Hubbard, for Cash Zone, LLC d/b/a Cash Biz, Respondent.Patrick E. [read post]
26 Aug 2018, 7:59 pm
Cetera initially spun out of ING Groep (ING), a Dutch insurer, in 2010. [read post]
1 Jul 2018, 4:08 pm
On 29 June 2018 Nicklin J handed down judgment on the interim injunction application in the case of R (Taveta Investments) v Pricewaterhousecoopers LLP [2018] EWHC 1662 (Admin). [read post]
22 Jun 2018, 2:04 pm
In the industry since 1993, she was previously employed with ING Financial Partners, Inc. [read post]
4 Jun 2018, 12:10 pm
Office of Community Investment & Infrastructure (2016) 6 Cal.App.5th 160, 192.) [read post]
4 Jun 2018, 7:20 am
Yorsch and Morel formed two member-managed LLCs and entered into a Non-Circumvention and Non-Competition Agreement. [read post]
29 May 2018, 7:23 am
”) In re Columbus Skyline Securities, Inc., 74 Ohio St.3d 495 (1996) (Ohio’s Security Act should be liberally construed in order to serve its purpose of “prevent[ing] the fraudulent exploitation of the investing public through the sale of securities. [read post]
26 May 2018, 10:10 am
To discuss your case with an investment fraud attorney at Zamansky, LLC, call (646) 663-5628 or inquire online today. [read post]
