Search for: "In Interest of Mlp" Results 61 - 80 of 101
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
18 May 2020, 6:32 am by Staff Attorney
Mewbourne raises funds from investors through brokerage firms by selling interests in private placement partnerships. [read post]
12 Oct 2018, 1:05 pm by Monica Williamson
Interested individuals must submit a letter of interest, resume, and three references. [read post]
8 Sep 2017, 9:00 am by Sarah M Donnelly
The MLP program is a client referral program from doctors, who have been trained by the MLP attorney to identify legal issues. [read post]
29 Mar 2017, 6:40 pm by Francis Pileggi
  Rather, a general standard of conduct allowed actions to be taken by the general partner if the general partner reasonably believed that its action was in the best interest of, or not inconsistent with, the best interest of the partnership. [read post]
2 Jul 2015, 5:37 am by Adam Weinstein
Investors have been exposed to energy investments through a variety of investment vehicles including private placements, master limited partnerships (MLPs), leveraged ETFs, mutual funds, and even individual stocks. [read post]
5 Nov 2017, 7:33 am by Adam Weinstein
  Tax liens can be sign that a broker may have a conflict of interest to recommend or engage in high risk trades and improper recommendations due to the need to obtain funds. [read post]
9 Oct 2017, 6:09 am by Adam Weinstein
  Further, there were undisclosed conflicts of interests as one of the funds entered into a transaction with an affiliated entity without proper disclosure or obtaining investor consent. [read post]
30 Jun 2015, 6:32 am by Adam Weinstein
These investments include private placements, master limited partnerships (MLPs), leveraged ETFs, mutual funds, and even individual stocks. [read post]
15 Aug 2010, 1:14 pm
This explains some arcane and almost deliberately dull decisions in a manner which makes them accessible and relevant as well as surprisingly interesting, and gives the book a utility (and a readership?) [read post]
21 Jan 2016, 11:37 am by Malecki Law Team
Financial capacity reflects the ability of an individual to manage his/her financial affairs in consistence with their self-interest. [read post]
11 Nov 2013, 2:48 pm
If the fund invests in bonds, look at how its net asset value has fluctuated as interest rates have changed over time. [read post]
26 Apr 2019, 1:08 pm by Monica Williamson
  In addition to considering applications from individual attorneys, the Tribe is interested in and will consider proposals from law firms that would have one or more attorneys available to provide such services. [read post]
21 Apr 2017, 6:25 am
Littenberg, Ropes & Gray LLP, on Friday, April 14, 2017 Tags: Accounting, Compliance & ethics, Compliance and disclosure interpretation, Conflict minerals, Corporate Social Responsibility, Disclosure, Dodd-Frank Act, International governance, SEC, SEC rulemaking, Securities regulation, U.S. federal courts Lowering the Bar on Bad Faith Claims in MLP Transactions? [read post]
21 Apr 2017, 6:25 am
Littenberg, Ropes & Gray LLP, on Friday, April 14, 2017 Tags: Accounting, Compliance & ethics, Compliance and disclosure interpretation, Conflict minerals, Corporate Social Responsibility, Disclosure, Dodd-Frank Act, International governance, SEC, SEC rulemaking, Securities regulation, U.S. federal courts Lowering the Bar on Bad Faith Claims in MLP Transactions? [read post]
11 Jun 2021, 5:58 pm by Yan Luo, Zhijing Yu and Vicky Liu
Note that in addition to the MLPS-related requirements as discussed above, the DSL also imposes specific security requirements on entities that carry out data processing activities. [read post]
11 Jan 2019, 12:52 pm by Monica Williamson
Interested students are encouraged to apply as early as possible. [read post]
14 Sep 2020, 12:37 pm by Law Offices of Robert Wayne Pearce, P.A.
Turley recklessly increased the risks (market, over-concentration, interest rate, leverage, commodities, and foreign currency) to which Claimants and their accounts were exposed. [read post]
24 Mar 2017, 6:46 am
Financial Crisis, Corporate Governance, and Bank Capital Posted by Sanjai Bhagat, University of Colorado Boulder, on Friday, March 17, 2017 Tags: Agency costs, Banks, Capital requirements, CHOICE Act, Dodd-Frank Act, Executive Compensation, Financial crisis, Financial institutions, Financial regulation, Incentives, Leverage, Liquidity, Management, Mortgage lending, Risk oversight, Risk-taking, Systemic risk, Too big to fail BlackRock’s 2017-2018 Engagement Priorities Posted by Abe Friedman… [read post]