Search for: "In Interest of NM"
Results 61 - 80
of 665
Sorted by Relevance
|
Sort by Date
9 Nov 2023, 10:00 pm
The SEC also adopted related amendments to the CAT NMS Plan to capture short sales effected by market makers in connection with bona fide market making activities. [read post]
9 Nov 2023, 10:00 pm
The SEC also adopted related amendments to the CAT NMS Plan to capture short sales effected by market makers in connection with bona fide market making activities. [read post]
9 Nov 2023, 10:00 pm
The SEC also adopted related amendments to the CAT NMS Plan to capture short sales effected by market makers in connection with bona fide market making activities. [read post]
9 Nov 2023, 10:00 pm
The SEC also adopted related amendments to the CAT NMS Plan to capture short sales effected by market makers in connection with bona fide market making activities. [read post]
1 Sep 2021, 12:40 pm
Gabriel Garcia (Zimmerman) Identified as Victim in Fatal Albuquerque, NM Apartment Complex Shooting. [read post]
18 Mar 2020, 8:39 am
Albuquerque, NM Gas Station Shooting Fatally Injures One Man. [read post]
18 Sep 2023, 9:26 am
Santa Fe Fashion Outlets Parking Lot Shooting in Santa Fe, NM Leaves One Teen Injured. [read post]
1 Apr 2010, 4:08 pm
The ACLU of New Mexico (ACLU-NM) challenged the law and praised the decision by Judge Christina Armijo. [read post]
9 Jan 2020, 7:04 am
By John Filar AtwoodIn a three-to-two vote, the SEC agreed to publish for comment a proposal to direct the equities exchanges and FINRA to file with the SEC a new national market system (NMS) equity data plan to increase transparency and address conflicts of interest presented by the existing governance structure of NMS plans. [read post]
19 May 2015, 10:33 am
NAICJA has some spots available for a free Tribal Trial Skills Training on May 22-23, 2015 in Albuquerque, NM. [read post]
26 Mar 2021, 7:37 am
The SEC noted that the exchanges did not contest the Commission’s finding that the MDI rule would serve the public interest, such as providing widespread availability of critical and timely NMS information to market participants, adding that the current NMS information system was developed in the 1970s. [read post]
25 Feb 2014, 6:07 am
If you know of anyone who might be interested in applying, please make sure to direct them to the appropriate link below and advise them to review the complete announcement for full information. http://www.justice.gov/careers/legal/jobs/14-ausa-nm-1.htm (CRIMINAL) http://www.justice.gov/careers/legal/jobs/14-ausa-nm-2.htm (CIVIL) [read post]
3 Jul 2014, 2:29 pm
RIO ARRIBA, NM — A head-on collision left two people dead in Rio Arriba County, New Mexico on Thursday, June 20th, 2014, and police believe alcohol may be to blame according to KRQUE. [read post]
23 Jan 2008, 3:42 am
" It will be held October 16-19, 2008, in Albuquerque, NM. [read post]
28 Jul 2020, 5:29 am
De Herdt, The Relationship Between the Delimitation of the Continental Shelf Beyond 200 nm and the Delineation of Its Outer Limits [read post]
16 Nov 2009, 5:45 pm
The SEC is proposing to amend the regulatory requirements of the Securities Exchange Act of 1934 (“Exchange Actâ€) that apply to non-public trading interest in National Market System (“NMSâ€) stocks, including so-called “dark pools†of liquidity. [read post]
29 Jan 2014, 4:23 am
Send a current resume, a letter of interest explaining what you would like to accomplish if you are selected for this position, and three references, to: Gloria Molinar at: jobs@nmlegalaid.org ; or by mail at: PO Box 25486, Albuquerque, NM 87125-5486 Salary: DOE, NMLA is an EEO Employer. [read post]
25 Jul 2017, 5:00 am
The existence of possible conflicts of interests about Participants who filed the proposed CAT plan in setting the fees was also brought up in comment letters. [read post]
23 Jul 2018, 11:30 am
” Clayton is correct as the aforementioned amendments, prompted by the inconsistent information available to market participants about NMS Stock ATS’s manner of operations and the relationship between NMS Stock ATSs and the other business interests of their broker-dealer operators, will allow for more complete information to be digested by market participants prior to market participation. [read post]
26 Sep 2018, 2:39 pm
Such information is especially necessary given the rising operational complexity of many NMS stock ATSs, as well as the potential for conflicts of interest created by the dual roles of broker-dealers as ATS operators and as brokers. [read post]
