Search for: "In Matter of Clayton"
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26 Jun 2019, 11:05 am
Memon has served as a senior advisor to Chairman Clayton on legal, policy and management matters affecting all aspects of the agency’s mission, including rulemaking, enforcement, examinations and internal agency operations. [read post]
4 Feb 2011, 7:26 am
Our Law Firm has been notified that 23 year-old Clayton County resident Brandon Duncan was killed Thursday morning when, according to local police, Mr. [read post]
11 Aug 2009, 9:19 pm
Antitrust Class Action Challenging Merger of Anheuser-Busch and InBev Fails as a Matter of Law because InBev could not Reasonably be Viewed as a “Potential Competitor” Prior to the Merger Missouri Federal Court Holds Plaintiffs, characterizing themselves as “a group of Missouri beer consumers and purchasers,” filed a putative class action against Anheuser-Busch and InBev NV/SA challenging the proposed merger of the companies; the class action complaint alleged that… [read post]
4 Oct 2019, 8:38 am
Clayton County, Georgia, Respondent (United States Supreme Court)FINRA Fines/Suspends Rep Over Mismarked "Solicitation. [read post]
14 Mar 2018, 7:00 am
” As a matter of public policy, the lawmakers wrote, “there is a strong public interest in ensuring that shareholders have access to the courts to resolve their claims,” which includes “the ability to participate in securities class-action lawsuits. [read post]
12 Oct 2018, 8:05 am
” When Harwood returned to the topic towards the end of the conversation, Clayton again declined to comment on the matter or its settlement, which many perceived as generous to Musk. [read post]
11 Dec 2021, 12:46 pm
FINRA Arbitrators Award $1 In Response to $1 Million In Damages Sought (Sort of) (BrokeAndBroker.com Blog)Several sentenced in $50M pump-and-dump scheme (DOJ Release)Operating Partner of Oil and Gas Maintenance Business Sentenced to Prison for Wire Fraud (DOJ Release)SEC Cites Failure to Exhaust Administrative Remedies in Dismissing Appeal by Rep Barred for Failure to Respond to FINRA Document/Information DemandsIn the Matter of the Application of Shad Nhebi Clayton for… [read post]
29 Mar 2009, 2:03 pm
Clayton, __ M.J. ___, No. 08-0417/AR (C.A.A.F. [read post]
13 Jul 2018, 6:19 am
Dear Chairman Clayton: As a bipartisan coalition of State Treasurers from across the country, we recognize the dire fiscal matters that face our nation and understand the pitfalls that imperil the financial security of American investors. [read post]
6 Nov 2009, 1:27 am
The Georgia Department of Banking and Finance ("Department") referred this matter to the State Attorney General's Office after learning …Read More... [read post]
23 Jun 2012, 5:17 pm
We've been quoting Clayton Christensen, a professor at Harvard Business School, for many years. [read post]
11 Apr 2007, 3:16 am
Opinion by Judge Clayton Greene, Jr.From the official headnote:ATTORNEY DISCIPLINE - Our goal in matters of attorney discipline is to protect the public and the public's confidence in the legal profession rather than to punish the attorney.ATTORNEY DISCIPLINE - We protect the public by imposing sanctions that are commensurate with the nature and gravity of the attorneys' violations and the intent with which they were committed. [read post]
12 Jun 2019, 6:03 am
(Clayton has previously said that the short-term agenda signifies rulemakings that the SEC actually planned to pursue in the following twelve months. [read post]
28 May 2021, 10:40 am
One Board seat remains vacant.At the time, Clayton issued a public statement in which he described the new Board thus: "The new Board’s collective experience spans the phases of the financial reporting process, and also includes: senior positions in the executive and legislative branches of government, government investigations, military service, SEC investor advisory committee service, board member service, experience in teaching and writing about corporate and securities laws… [read post]
15 Mar 2007, 12:30 pm
Filed March 15, 2007--Opinion by Judge Clayton Greene.Ms. [read post]
24 Jul 2019, 6:12 am
Clayton County v. [read post]
26 Jun 2019, 11:05 am
Moskowitz has served as Chairman Clayton's lead advisor and worked together with Commission staff on a broad range of matters including rulemaking and policy, enforcement, strategy, personnel, management, operations, communications, legislative affairs, and coordination with state and federal regulatory agencies. [read post]
10 May 2019, 9:38 am
Man Shot to Death in His Car at Clayton County Gas Station. [read post]
12 May 2010, 10:52 am
Now, John will devote his extraordinary experience, expertise and skills entirely to matters handled by Baker Hostetler. [read post]
12 Feb 2019, 3:00 am
Jay Clayton went on to say that he agreed with the Staff’s approach & would expect it to take a similar approach if the issue arose again. [read post]
