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Yet, many brokers continue to market and sell them to these investors in order to earn high commissions. [read post]
Are You An Investor Who Suffered Losses While Working With Broker Bill Shopoff? [read post]
19 May 2024, 6:51 am by Kevin LaCroix
Similarly, “institutional investors have backed off their commitment to ESG,” with many fewer institutional investors explicitly considering ESG factors as “central to their investment thesis. [read post]
17 May 2024, 12:42 pm by Amber Walsh
Sands Capital, founded in 1992 and based in Arlington, Virginia, describes itself as a long-term investor in innovative growth businesses located throughout the world. [read post]
17 May 2024, 11:26 am by Adam G. Schreck
Despite FINRA’s bolstered fine revenue in 2023, FINRA ordered member firms to pay far less restitution to investors compared to past years. [read post]
17 May 2024, 6:30 am
Posted by Joel Paula, FCLTGlobal, on Monday, May 13, 2024 Tags: AI, Artificial intelligence, ESG, Glass Lewis, ISS The 2024 Audit Committee agenda and the questions investors should be asking Posted by Sophie Gauthier-Beaudoin and Tim Copnell, KPMG, on Tuesday, May 14, 2024 Tags: Audit committee, Audits, Cybersecurity, ESG, ESG disclosures, Financial reporting, Generative AI, Governance reform, investors The Distinction Between Direct and Derivative Shareholder Claims… [read post]
17 May 2024, 6:30 am
Posted by Joel Paula, FCLTGlobal, on Monday, May 13, 2024 Tags: AI, Artificial intelligence, ESG, Glass Lewis, ISS The 2024 Audit Committee agenda and the questions investors should be asking Posted by Sophie Gauthier-Beaudoin and Tim Copnell, KPMG, on Tuesday, May 14, 2024 Tags: Audit committee, Audits, Cybersecurity, ESG, ESG disclosures, Financial reporting, Generative AI, Governance reform, investors The Distinction Between Direct and Derivative Shareholder Claims… [read post]
17 May 2024, 5:00 am by Doug Cornelius
We question the value of withholding vast amounts of banks’ privileged information and argue that, although this unique regulatory practice has a long history, it is not ethical in the context of fair treatment of investors in public entities. [read post]
17 May 2024, 4:30 am by Lawrence Solum
But institutional investors also manage other people’s money. [read post]
17 May 2024, 2:27 am by Tessa Shepperson
A reluctance for investors to purchase or build properties for rent due to the general uncertainty. [read post]
17 May 2024, 2:00 am by John Jenkins
Major investors in VC-backed financings customarily obtain contractual rights to receive access to financial and certain other information from the company. [read post]
16 May 2024, 9:01 pm by renholding
When brokers or advisers act on those conflicts and optimize to place their interests ahead of their investors’ interests, investors may suffer financial harm. [read post]
16 May 2024, 4:50 pm by Yosi Yahoudai
The new fee affects customers of investor-owned power companies, including Pacific Gas & Electric, Southern California Edison and San Diego Gas & Electric. [read post]
16 May 2024, 9:43 am by The White Law Group
        The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
It will apply to non-UK companies where part of the offence takes place in the UK – such as a meeting or communication in the UK – or where there are victims in the UK, which could include investors or counterparties. [read post]
16 May 2024, 7:15 am by Richmond Cariaga
A formal agreement is even more crucial for complex companies with multiple shareholders and investors. [read post]
16 May 2024, 6:32 am
Meanwhile, institutional investors see responsible AI as an emerging engagement priority, and it’s no surprise that directors rank innovation and evolving technologies as a top priority in 2024. [read post]
16 May 2024, 6:32 am
Meanwhile, institutional investors see responsible AI as an emerging engagement priority, and it’s no surprise that directors rank innovation and evolving technologies as a top priority in 2024. [read post]
16 May 2024, 6:30 am
The Asian Corporate Governance Association (ACGA) recently formed a working group of members and other interested investors to discuss the issue of Japanese companies’ so-called “strategic shareholdings” that include allegiant and cross-shareholdings. [read post]