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8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
1 Feb 2019, 10:51 am
J. [read post]
20 Jan 2019, 11:43 pm
J. 34:347, 348).The opinions of Justices Gorsuch and Ginsberg are both short and well worth reading. [read post]
17 Jan 2019, 7:58 pm
Kay J. [read post]
15 Jan 2019, 4:00 am
Victor J. [read post]
26 Nov 2018, 8:35 pm
Investments, LLC, 2018 WL 4690790, at *8 (S.D. [read post]
6 Nov 2018, 11:51 am
SPECIAL THANKS We appreciate the assistance of Pablo J. [read post]
20 Oct 2018, 1:00 pm
Private Equity firm Platinum Equity purchased J&J’s LifeScan blood glucose monitoring unit for $2.1 billion. [read post]
23 Sep 2018, 9:50 am
Hubbard, for Cash Zone, LLC d/b/a Cash Biz, Respondent.Patrick E. [read post]
20 Sep 2018, 2:27 pm
According to the SEC’s complaint, J. [read post]
28 Aug 2018, 11:12 am
P. [read post]
6 Aug 2018, 3:00 am
(registered as a broker-dealer) – Digital Wealth LLC (registered as an investment advisor) The blog points out that by acquiring licensed entities, Coinbase may be able to speed up its plan to create an exchange-based trading platform for blockchain-based securities. [read post]
27 Jun 2018, 2:04 pm
Jeffery P. [read post]
16 May 2018, 3:00 am
Categories of Business Tax Payments in OECD Countries When most people think of business taxes, they tend to think of the corporate income tax (CIT) or the income taxes paid by non-incorporated businesses, such as sole proprietorships or LLCs. [read post]
11 May 2018, 7:22 am
But Miller’s supposed investment fund did not exist. [read post]
23 Apr 2018, 1:20 am
The class action mechanism had enabled plaintiffs’ lawyers to file abusive “strike suits” targeting deep-pocketed defendants, often on behalf of “professional plaintiffs” with only nominal holdings in the company.[11] Congress found that these abuses resulted in extortionate settlements, chilled discussion of issuers’ future prospects, and deterred qualified individuals from serving on boards of directors, injuring the “investing public and the… [read post]
26 Mar 2018, 6:09 pm
., ON BEHALF OF THEMSELVES AND FOR ALL OTHER SIMILARLY SITUATED, Petitioners,v.CASH BIZ, LP, CASH ZONE, LLC D/B/A CASH BIZ, AND REDWOOD FINANCIALS, LLC, Respondents.No. 16-0854.Supreme Court of Texas.Argued September 15, 2017.Opinion delivered: February 23, 2018. [read post]
18 Feb 2018, 7:45 pm
A court in the Northern District of California in Google LLC v. [read post]
10 Feb 2018, 12:00 am
Victor J. [read post]
31 Dec 2017, 1:46 pm
Treasury (34) @lypierceCPA – Lykethia Pierce, CPA – CEO of Pierce, CPA & Associates LLC| Check out what I have a flair (e.g., accounting, biz, people, life…) for | Phone no. (205) 370-4508/@AuthenticCPA (35) @LTWLAW – Louis T. [read post]
