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eDiscovery Mergers, Acquisitions, and Investments in Q4 2021
1 Jan 2022, 8:20 am by Rob Robinson
Announced as completed on December 14, 2021 1-December-21Simplex Services, inc.Epiq 23-November-21KLDiscovery (IPO Filing)IPO (Exchange TBD)Note: Filed Form S-1 with SEC for IPO. 11-November-21Modus (Investee)J.P. [read post]
ComplexDiscovery - https://complexdiscovery.com/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information December 2021
27 Dec 2021, 11:43 am by Silver Law Group
Morgan Securities LLC   Dominic Scalzi   Deutsche Bank Securities Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules December 2021
27 Dec 2021, 9:38 am by Silver Law Group
Morgan Securities LLC   Bobby Sullins   BB&T Securities, LLC   BB&T Investment Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
The anatomy of an Appellate Division's review of a New York State Public Employment Relations Board's decision of an alleged improper practice
23 Dec 2021, 8:00 am by Public Employment Law Press
CHAMBERS, J.P. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The anatomy of an Appellate Division's review of a New York State Public Employment Relations Board's decision of an alleged improper practice
23 Dec 2021, 8:00 am by Public Employment Law Press
CHAMBERS, J.P. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The anatomy of an Appellate Division's review of a New York State Public Employment Relations Board's decision of an alleged improper practice
23 Dec 2021, 6:00 am by Public Employment Law Press
CHAMBERS, J.P. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The anatomy of an Appellate Division's review of a New York State Public Employment Relations Board's decision of an alleged improper practice
23 Dec 2021, 6:00 am by Public Employment Law Press
CHAMBERS, J.P. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information November 2021
6 Dec 2021, 1:00 pm by Silver Law Group
Morgan Securities LLC   Morgan Engbrecht   Horace Mann Investors, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information September 2021
22 Sep 2021, 12:53 pm by Silver Law Group
Morgan Securities LLC   Alfredo Vazquez   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules September 2021
22 Sep 2021, 12:47 pm by Silver Law Group
Morgan Securities LLC   Kezia Simeon   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement September 2021
22 Sep 2021, 12:35 pm by Silver Law Group
  J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement August 2021
22 Sep 2021, 9:23 am by Silver Law Group
  Katie Blando   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information August 2021
22 Sep 2021, 8:55 am by Silver Law Group
Morgan Securities LLC   Annie Bohossian   J.P. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules July 2021
22 Sep 2021, 7:58 am by Silver Law Group
  BBVA Securities Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
With Business Combination Complete, Cellebrite to Begin Trading on NASDAQ
30 Aug 2021, 11:18 am by Rob Robinson
BofA Securities, J.P. [read post]
ComplexDiscovery - https://complexdiscovery.com/
DISCO Announces IPO Pricing
21 Jul 2021, 12:49 pm by Rob Robinson
Morgan Securities LLC and BofA Securities Inc. are acting as lead book-running managers and representatives of the underwriters for the offering. [read post]
ComplexDiscovery - https://complexdiscovery.com/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules June 2021
7 Jul 2021, 2:01 pm by Silver Law Group
Morgan Securities LLC   Amanda Berry   MML Investors Services, LLC   NYLife Securities LLC   Tiffany Burgess   James Carpenter II   Simplified Wealth Management   LPL Financial LLC   Jinnie Chean   Allstate Financial Services, LLC   Paul Furusho   AWA Capital, Inc   Comprehensive Asset Management & Servicing, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information June 2021
7 Jul 2021, 1:40 pm by Silver Law Group
Morgan Securities LLC   Geneos Wealth Management, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Payments News Update – June 11, 2021
11 Jun 2021, 9:20 am by Kristian Soltes
J.P. [read post]
C|C Payments Blog - https://constantinecannon.com/practice/antitrust-litigation-counseling/cc-payments-blog/
Intapp, Tech Provider to Legal and Financial Firms, Files Papers for IPO
6 Jun 2021, 5:28 pm by Bob Ambrogi
Inc., Stifel Nicolaus & Company and Truist Securities will act as co-managers for the proposed offering. [read post]
Robert Ambrogi's LawSites - http://www.lawsitesblog.com/