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27 May 2014, 3:27 am
Fink, Jeffery V. [read post]
8 May 2014, 12:44 pm
Woodcock, Jr.Case number: 09-cv-01093 (United States District Court for the Middle District of Florida)Case filed: June 11, 2009Qualifying Judgment/Order: July 5, 2012 04/22/2014 07/21/2014 2014-36 In the Matter of Jefferies LLC (formerly known as Jefferies & Company, Inc.)Administrative Proceeding File No. [read post]
1 May 2014, 6:40 am
As such, Respondent is liable for and shall pay to Claimant the amount of $237,326.00 minus $40,000.00 awarded to Respondent, for a net amount due to Claimant of $197,326.00. 11-03662 Morgan Stanley Smith Barney LLC; Morgan Stanley Smith Barney FA Notes Holdings LLC, Morgan Stanley & Co., LLC John Darold Simmons Respondent to pay $546,336.00 in compensatory damages, which amount includes pre-judgment interest. [read post]
17 Apr 2014, 7:56 am
Wall Street Perspective Jay Barnes, a Senior Vice President for Healthcare Investment Banking at Jefferies, LLC, spoke from the Wall Street perspective, addressing the current appetite for deals in the post-acute space. [read post]
25 Mar 2014, 12:47 pm
., Florence Pirce Grant Professor of Community Health, Public Health Program, Brown University School of Medicine Wall Street perspective: the current appetite for deals Jay Barnes, Senior Vice President, Healthcare Investment Banking, Jefferies LLC Hill briefing on Medicare legislation Cate McCanless, Senior Policy Advisor, Brownstein Hyatt Farber Schreck Limited seating is still available for this complimentary program. [read post]
25 Mar 2014, 12:25 pm
., Florence Pirce Grant Professor of Community Health, Public Health Program, Brown University School of Medicine Wall Street perspective: the current appetite for deals Jay Barnes, Senior Vice President, Healthcare Investment Banking, Jefferies LLC Hill briefing on Medicare legislation Cate McCanless, Senior Policy Advisor, Brownstein Hyatt Farber Schreck Limited seating is still available for this complimentary program. [read post]
18 Mar 2014, 4:33 pm
Attorney’s Office of the District of Connecticut, New York based broker dealer, Jefferies LLC, entered into a non-prosecution agreement and will pay $25 million. [read post]
14 Nov 2013, 1:04 pm
. : West, c2013.TZ2 L445 2013 Administrative Law Developments in Administrative Law and Regulatory Practice, 2012 / edited by Jeffery S. [read post]
5 Aug 2013, 4:11 am
In the Matter of Michael Jeffery Wiseman, Respondent (AWC 2012031332001, July 30, 2013).Wiseman first became registered in 1987 and from 2007 to June 14, 2012, he was registered with LPL Financial LLC, until his June 14, 2012 discharge. [read post]
11 Jul 2013, 10:31 am
The charging documents indicate that various developers in the scheme, including but not limited to CONGLETON, operating through Triple R Enterprises, LLC; HERNDON, operating through Herndon & Herndon Enterprises, LLC; HALL, operating through Dwayne T. [read post]
11 Feb 2013, 9:33 am
On December 19, 2012 the board of directors of Dividend Capital appointed Jeffery L Johnson as Chief Executive Officers and announced the resignation of Guy M Arnold. [read post]
31 Jan 2013, 9:55 pm
Jeffery Kornacki Kornacki Microbiology Solutions, Inc. [read post]
15 Oct 2012, 5:54 am
Trammell & Mills Law Firm, LLC encourages everyone to slow down, be aware of your surroundings, and look twice to save a life. [read post]
1 Aug 2012, 5:51 am
Gibbs, President of the Municipal Securities Group, Jefferies & Company, Inc. [read post]
20 May 2012, 4:08 pm
Reports say he came into the eastbound lane, causing 35-year-old Jeffery A. [read post]
14 May 2012, 7:59 am
” Moreover, Jefferies didn’t get equity grants in September 2010 or March 2012, because Abercrombie’s share price had declined over the previous six months. [read post]
12 Apr 2012, 11:18 am
The Financial Industry Regulatory Authority (“Finra”) recently announced the approval of new Finra Rule 3230 by the U.S. [read post]
9 Apr 2012, 8:29 am
Jeffery K. [read post]
15 Mar 2012, 10:11 am
Jeffery K. [read post]
3 Jan 2012, 8:00 am
Jefferies sued Nasdaq and its International Derivatives Clearing Group LLC in September in New York state court accusing them of fraud and breach of contract. [read post]
