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Disclosure in the Digital Age
11 May 2016, 6:10 am
Posted by Kara M Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: April 8–April 14, 2016
15 Apr 2016, 6:00 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement from Commissioner Stein on Regulation S-K
14 Apr 2016, 6:23 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: March 18-March 24
25 Mar 2016, 6:00 am
Stein, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Consideration of 2016 PCAOB Budget and Support Fee
22 Mar 2016, 6:17 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: February 19–February 25
26 Feb 2016, 6:06 am
The SEC in 2016 Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
What Lies Ahead? The SEC in 2016
24 Feb 2016, 6:16 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Increasing Transparency of Alternative Trading Systems
24 Nov 2015, 5:59 am
Posted by Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Commissioners: 4 Women & 1 Man?!?
21 Oct 2015, 4:12 am by Broc Romanek
Of those there have been 12 women: Roberta Karmel; Barbara Thomas; Aulana Peters; Mary Schapiro (counted twice); Laura Unger; Cynthia Glassman; Annette Nazareth; Kathleen Casey; Elisse Walter; Mary Jo White and Kara Stein. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
75th Anniversary Celebration: Investment Company and Investment Advisers Acts
29 Sep 2015, 5:00 am by Doug Cornelius
Panel Introduction by Commissioner Kara M. [read post]
Compliance Building - http://www.compliancebuilding.com
Commissioner Aguilar Calls for “Calibrated” Waiver Process
28 Aug 2015, 8:15 am by John Jascob
Waters has circulated a discussion draft of a bill that seeks to clarify the SEC’s waiver requirements.Earlier this year, Aguilar joined Commissioner Kara M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Commissioners Piwowar, Stein United on Move to T+2 Settlement
1 Jul 2015, 5:01 am by John Jascob
Piwowar and Kara M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC Commissioner Stein's Critique of Mutual Funds & Areas of Future SEC Rule Making
17 Jun 2015, 7:48 am by Anne Tucker
SEC Commissioner Kara M. [read post]
Business Law Prof Blog - http://lawprofessors.typepad.com/business_law/
Quality Data and the Power of Prevention
17 Jun 2015, 6:02 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Proposed Rules for US and Non-US Person’s Security-Based Swaps Dealing
14 May 2015, 1:06 pm by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Proposed Rule on Pay Versus Performance
6 May 2015, 6:02 am by Harvard Law School Forum on Corporate Governance and Financial Regulation
Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Stein Hopes to Explore Problems with Short-Termism, Lack of Board Diversity
1 May 2015, 8:34 am by John Jascob
By Amanda Maine, J.D.SEC Commissioner Kara M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Keeping Pace with Digital Disruption in our Securities Marketplace
6 Mar 2015, 6:04 am by Kara M. Stein, U.S. Securities and Exchange Commission,
Editor's Note: Kara M. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Speaks 2015
23 Feb 2015, 8:53 am by Eric C. Chaffee
Piwowar, and Commissioner Kara M. [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
Compliance Bricks and Mortar for February 13
13 Feb 2015, 5:00 am by Doug Cornelius
Aguilar and Kara M. [read post]
Compliance Building - http://www.compliancebuilding.com