Search for: "Kara Scannell"
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4 Jun 2010, 5:00 am
Whistleblowers, Cooperators Making Their Way to the SEC’s Door by Kara Scannell in WSJ.com’s Law Blog While speaking at a recent Practicing Law Institute seminar, Reisner said the SEC has signed 10 cooperation agreements so far with other potential deals in the pipeline. [read post]
28 May 2010, 5:00 am
SEC Commish: Agency Needs to Get Tough on Miscreants Kara Scannel’s coverage from the Wall Street Journal’s Law Blog If Securities and Exchange Commissioner Luis Aguilar has his way, corporate miscreants will face stronger sanctions. [read post]
24 May 2010, 6:22 am
Other coverage: Here is Jaclyn Jaeger’s story on the speech on the Filing Cabinet: SEC Commissioner Aguilar Says Still a Long Way to Go Kara Scannel’s coverage from the Wall Street Journal’s Law Blog: SEC Commish: Agency Needs to Get Tough on Miscreants [read post]
13 May 2010, 12:55 pm
See “Wall Street Probe Widens,” by Susan Pulliam, Kara Scannell, Aaron Lucchetti and Serena Ng, Wall Street Journal, May 12, 2010, and “Wall Street said to face new investigations,” CNNMoney.com, May 13, 2010. [read post]
20 Apr 2010, 2:38 pm
When the Securities and Exchange Commission voted to file its enforcement action against Goldman Sachs, the two Republican commissioners voted against it, reported Kara Scannell in her Wall Street Journal article, “SEC Split on Party Lines Over Goldman Case. [read post]
20 Apr 2010, 6:23 am
Typically, reports the WSJ’s Kara Scannell, the SEC moves forward only after a unanimous vote. [read post]
19 Apr 2010, 2:12 pm
But thanks to WSJ SEC reporter Kara Scannell, we now know a little more about the SEC’s lead lawyer. [read post]
18 Apr 2010, 8:16 am
Crittenden and Kara Scannell of the Wall Street Journal. [read post]
28 Feb 2010, 10:29 am
While SEC Chairman Mary Shapiro is advocating a watered-down standard of conduct for brokers, which would not require them to act in their clients’ best interest, Republican fellow commissioners are trying to block many reforms she is willing to undertake, according to a recent Wall Street Journal article by Kara Scannell. [read post]
28 Feb 2010, 10:29 am
While SEC Chairman Mary Shapiro is advocating a watered-down standard of conduct for brokers, which would not require them to act in their clients’ best interest, Republican fellow commissioners are trying to block many reforms she is willing to undertake, according to a recent Wall Street Journal article by Kara Scannell. [read post]
26 Feb 2010, 5:00 am
Rakoff Backs BofA Accord, Unhappily By DAN FITZPATRICK, KARA SCANNELL And CHAD BRAY in the Wall Street Journal A federal judge harshly criticized but approved a $150 million settlement Monday between Bank of America Corp. and the Securities & Exchange Commission, resolving claims the bank should have disclosed billions in losses at Merrill Lynch & Co. before it was acquired by the bank. [read post]
4 Feb 2010, 10:01 am
Price BofA, Executives Face Civil Charges by Cuomo by Dan Fitzpatrick and Kara Scannell for the Wall Street Journal Press Release from the Office of the Attorney General [read post]
4 Dec 2009, 4:00 am
SEC Steps up Insider-Trading Probes by Kara Scannell and Jenny Strasburg for the Wall Street Journal The Securities and Exchange Commission has sent at least three dozen subpoenas to hedge funds and brokerages within the past month in an expanding sweep of potential insider-trading violations, according to people familiar with the matter. [read post]
2 Dec 2009, 6:18 am
At least that's one takeaway from a story out Wednesday from the WSJ's Kara Scannell and Jenny Strasburg. [read post]
29 Nov 2009, 6:12 pm
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20 Oct 2009, 2:14 pm
The WSJ’s SEC reporter Kara Scannell sent along the following on what could become SEC v. [read post]
17 Sep 2009, 7:22 am
1972 by Broc Romaneck for The Corporate Counsel .net SEC Names Chief of New Risk Unit by Kara Scannell for The Wall Street Journal The New Vote Buying: Empty Voting and Hidden (Morphable) Ownership by Henry T.C. [read post]
2 Sep 2009, 11:53 am
Click here for the WSJ story; here for a walk-up to the release of the report, by the WSJ’s Kara Scannell. [read post]
27 Aug 2009, 8:55 am
The Securities and Exchange Commission is outmanned and outgunned by the folks it is trying to police, according to an August 20 article in the Wall Street Journal by Tom McGinty and Kara Scannell. [read post]
12 Aug 2009, 10:10 am
Mary Shapiro's Securities and Exchange Commission is stepping up enforcement activities in an effort to counter criticism that it has not done its job, according to an August 11 article in the Wall Street Journal by Kara Scannell entitled "'Urgency' Drives SEC Crackdown.'" The SEC's reputation as the dozing sheriff was battered by its failure to detect and/or take action against the Madoff Ponzi scheme and numerous other fraudulent schemes. [read post]
