Search for: "Keith Paul Bishop" Results 61 - 80 of 95
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16 Aug 2011, 5:00 am by Doug Cornelius
Sources: SEC Argues That Sales of Hotel Rooms Are Sales of a Security by Keith Paul Bishop in California Corporate and Securities Law Salameh v. [read post]
17 Jun 2011, 2:00 am by Kara OBrien
Keith Paul Bishop details the rest of the trouble in this post. 4) The D&O Diary: Supreme Court Holds Fund Management Company Cannot Be Held Liable for Funds’ Statements – One of the biggest stories of the week was the Supreme Court’s 5-4 decision in Janus which significantly limited the pool of potential securities fraud defendants. [read post]
14 Jan 2019, 5:00 am by John Jascob
This could lead to an approximately 22 percent increase of female directorships nationwide.However, ISS’s conclusions were met with skepticism by Allen Matkins partner Keith Paul Bishop, who noted that the study authors did not explain how they determined director gender or clarify whether companies excluded by the law were included in the statistics.Potential legal snags. [read post]
17 Mar 2024, 10:58 am by Kevin LaCroix
In an interesting March 11, 2024, post on the California Corporate & Securities Law blog entitled “Reason to Quit Delaware Are Getting’ Bigger Each Day”, (here) Keith Paul Bishop of the Allen Matkins law firm examines this question. [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
1 Jun 2012, 5:06 am by Doug Cornelius
Reasonable Efforts May Be A Promisor’s Best Efforts by Keith Paul Bishop in California Corporate & Securities Law Does a “best efforts” clause require a party to subordinate its interests to the other party or undertake extraordinary efforts to fulfill its obligations? [read post]
30 Mar 2012, 5:00 am by Doug Cornelius
Chowing Down On The JOBS Act And Ralston Purina by Keith Paul Bishop in California Corporate and Securities Law blog Anyone who has studied securities laws has undoubtedly heard of the Supreme Court’s decision in SEC v. [read post]
28 Jan 2011, 5:00 am by Doug Cornelius
” California Commissioner Expresses Concern About Proposed Venture Capital Fund Definition by Keith Paul Bishop in California Corporate & Securities Law blog As I wrote in this early posting, California is ground zero for the venture capital industry. [read post]
15 Nov 2013, 5:58 am by Doug Cornelius
Just Who Is A Promoter And Why You May Want To Know by Keith Paul Bishop in California Corporate & Securities Law The SEC’s adoption of its so-called “bad actor” rules makes knowing the meaning of “promoter” important for issuers relying on Rule 506 under the Securities Act. [read post]
11 Feb 2025, 12:15 am
Roy Finkle & Keith Paul Bishop, Marsh's California Corporation Law § 5.14 (Fifth Edition, 2025-1 Supp. 2020-2021). [read post]
25 Feb 2025, 12:16 am by David Pocklington
A failure by a member of the clergy to comply with the duty to have due regard to House of Bishops safeguarding guidance is misconduct under the Clergy Discipline Measure 2003 (‘CDM’). [read post]
15 Nov 2022, 5:08 pm by Steve Bainbridge
Keith Paul Bishop explains in more detail: The complaint does not challenge the statutory amendment. [read post]
27 Oct 2010, 6:00 am by Doug Cornelius
California Corporate & Securities Law By Keith Bishop Keith Bishop, a partner with the California law firm Allen Matkins, covers California securities laws and regulations, corporate governance, the California Department of Corporations, the California Public Employees’ Retirement System, the California Secretary of State, pending legislation and rule making, quirky California laws, and other topics. [read post]
11 Dec 2013, 5:54 am by Doug Cornelius
References: New Q&As from the SEC on Rule 506(d) New Rule 506 C&DI’s Require Some Explaining by Keith Paul Bishop in California Corporate & Securities Law New SEC Guidance on “Bad Actor” Disqualifications from Rule 506 Offerings by Yelena Barychev in Securities News Watch The SEC’s Latest C&DIs Related to Bad Actor Disqualification by Vanessa Schoenthaler in 100 F Street Rule 506(d) Release 33-9414 (.pdf) [read post]
3 Dec 2010, 5:00 am by Doug Cornelius
SEC Relies On Questionable Legislative History In Proposed VC Definition by Keith Paul Bishop in California Corporate & Securities Law blog The SEC considered California’s definition of “venture capital companies” in 10 CCR § 260.204.9 but felt that California’s rule was inconsistent with Congressional intent because the California rule doesn’t limit investments to companies that are not publicly traded. [read post]
18 Nov 2011, 1:35 pm by Stefan Passantino
 As a final tease, blogger Keith Paul Bishop of Allen Matkins wrote of the change: “Interestingly, the Chamber has completely overlooked the most obvious legal infirmity of the guideline, but I’ll save that discussion for a future post. [read post]
20 Sep 2013, 6:01 am by Doug Cornelius
This Picture Is Worth 471 Words (More or Less) by Keith Paul Bishop in California Corporate & Securities Law Monday is the big day for the SEC’s “Bad Actor” and “General Solicitation” rule amendments. [read post]
15 Oct 2010, 5:00 am by Doug Cornelius
SEC’s Proposed “Family Office” Rule and Rule 260.204.9 by Keith Paul Bishop in California Corporate & Securities Law blog In The Snows of Kilimanjaro, Ernest Hemingway wrote: “‘The very rich are different from you and me. [read post]