Search for: "Koby Williams"
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17 Sep 2023, 6:30 am
Williams, Patrick Scholl, James Taylor, Musonda Kapotwe. [read post]
17 Sep 2023, 6:30 am
Williams, Patrick Scholl, James Taylor, Musonda Kapotwe. [read post]
18 Dec 2009, 12:33 am
" By way of comparison, former UnitedHealth Group CEO William McGuire agreed to pay $30 million in settlement of the securities class action claims against him, as well as to have certain unexercised options grants canceled. [read post]
4 Nov 2016, 1:01 am
Ibrahim, William & Mary Law School, on Wednesday, November 2, 2016 Tags: Capital formation, Crowdfunding, Investor protection, IPOs, JOBS Act, SEC, SEC rulemaking, Securities regulation,Small firms, Tech companies ISS Proposes New 2017 Voting Policies Posted by Lyuba Goltser, Weil, Gotshal & Manges LLP, on Wednesday, November 2, 2016 Tags: Boards of Directors, Charter & bylaws, Dual-class stock, Executive Compensation, Institutional Investors, IPOs,ISS, Proxy advisors,… [read post]
15 Jan 2016, 6:13 am
Eisenberg, K&L Gates LLP, on Sunday, January 10, 2016 Tags: Bonds, Books and records, Broker-dealers, Compliance & ethics, Compliance and disclosure interpretation, Conflicts of interest, Disclosure, Due diligence, Europe, Exchange-traded funds, Financial institutions, Financial Regulation, FINRA,Insider trading, International governance, Misconduct, Municipal securities, Mutual funds, REITs, Risk, Risk disclosure, SEC,Securities enforcement, Securities fraud, Settlements Reputation… [read post]
5 Jan 2018, 6:02 am
Cook (University of Alabama) and Joseph Stover (Trinity University), on Saturday, December 30, 2017 Tags: Boards of Directors, International governance, Inversions, Management, Manager characteristics, Mergers & acquisitions, Reputation, Tax avoidance, Taxation Globalization and Executive Compensation Posted by Wolfgang Keller (University of Colorado-Boulder) and William Olney (Williams College), on Sunday, December 31,… [read post]
2 Mar 2018, 6:09 am
Mirvis, William Savitt, and Ryan A. [read post]
28 Dec 2009, 12:39 pm
The company’s former General Counsel, William Sorin (who previously pled guilty to options backdating related criminal charges), also agreed to make two payments for the benefit of Comverse totaling $1 million, in addition to the more than $3 million he previously paid to the SEC. [read post]
24 Feb 2017, 5:35 am
Posted by Kobi Kastiel, Co-editor, HLS Forum on Corporate Governance and Financial Regulation, on Thursday, February 23, 2017 Tags: Boards of Directors, Capital markets, Corporate governance, Disclosure, Hedge funds, Institutional Investors, Long-Term value, Mergers & acquisitions, Private equity, Schedule 13D, Securities regulation, Shareholder activism, Shareholder value, Short-termism, Transparency [read post]
27 Apr 2007, 9:56 am
Former CEO Jacob "Kobi" Alexander resigned last April, later fled the country, and now is in the African nation of Namibia. [read post]
