Search for: "Lee Clayton"
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3 Nov 2020, 9:06 pm
Securities and Exchange Commission (SEC) Chair Jay Clayton, urging the agency to mandate climate risk disclosure. [read post]
3 Nov 2020, 2:44 am
Here’s a link to all of the statements from the Commissioners and SEC Chair Jay Clayton. [read post]
30 Oct 2020, 6:01 am
Wang (Harvard Business School), on Tuesday, October 27, 2020 Tags: Capital allocation, Equity offerings, EU, Innovation, International governance, Payouts, R&D, Shareholder value, Short-termism Statement by Chairman Clayton on Regulation Best Interest and Form CRS Posted by Jay Clayton, U.S. [read post]
23 Oct 2020, 9:53 am
SEC Chairman Clayton and SEC Commissioners Roisman and Peirce also voted to approve the final rule, while Commissioners Lee and Crenshaw dissented. [read post]
19 Oct 2020, 3:00 am
Anyway, here’s Chair Clayton’s statement on the adoption of the amendments, and here’s the customary dissenting statement from Commissioners Lee and Crenshaw. [read post]
16 Oct 2020, 4:19 am
Harkening back to an earlier conference panel moderated by Chairman Jay Clayton on the SEC’s efforts regarding diversity and inclusion (D&I), Crenshaw said that D&I has been a priority at the SEC, which has done a good job of recognizing and promoting talented women. [read post]
9 Oct 2020, 7:49 am
Chairman Clayton also made it clear that these exemptions from registration will be very narrowly drawn, and this should help to ensure that their potential negative effects are limited. [read post]
8 Oct 2020, 7:11 am
Commissioner Allison Herren Lee, who opposed the proposal, said that claiming that the agency is taking these steps in the name of clarity is misleading because the proposal requires no form of recordkeeping from finders.Two classes of finders. [read post]
8 Oct 2020, 3:03 am
Commissioners Allison Herren Lee and Caroline A. [read post]
25 Sep 2020, 1:14 pm
Kohn met with SEC Chairman Clayton and Commissioners Lee, Jackson, Crenshaw, and Perice advocating on behalf of whistleblowers. [read post]
25 Sep 2020, 6:31 am
Securities and Exchange Commission, on Thursday, September 24, 2020 Tags: Boards of Directors, ESG, Institutional Investors, Ownership, Proxy voting, Rule 14a-8, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chairman Clayton on Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders Posted by Jay Clayton, U.S. [read post]
24 Sep 2020, 8:33 am
In voting against the amendments, Lee noted that the Commission received thousands of letters from all corners of the industry in opposition to the proposals. [read post]
23 Sep 2020, 10:54 am
” However, the dissenting opinions of Commissioners Lee and Crenshaw echo concerns raised by whistleblower advocates about several other aspects of the rule change. [read post]
8 Sep 2020, 3:44 pm
Lee (Trump 2019, replacing Stephen Reinhardt), joined by Consuelo M. [read post]
3 Sep 2020, 6:25 am
The current wealth test, argued Commissioner Jay Clayton, is a binary test that “disadvantages otherwise financially sophisticated Americans living in lower income/cost-of-living areas. [read post]
1 Sep 2020, 3:35 pm
Chairman Clayton and the two Republican Commissioners view the rules as an important first step toward modernizing the definition and expanding access to private capital markets. [read post]
28 Aug 2020, 6:11 am
Securities and Exchange Commission, on Thursday, August 27, 2020 Tags: Accredited investors, Capital formation, Capital markets, Information environment, Investor protection, SEC, Securities regulation Statement by Chairman Clayton on Modernization of the Accredited Investor Definition Posted by Jay Clayton, U.S. [read post]
7 Aug 2020, 3:03 am
SEC Chair Jay Clayton and Commissioners Elad Roisman and Allison Lee issued a statement of congratulations and news was first reported in ThinkAdvisor. [read post]
4 Aug 2020, 4:24 pm
The letter also takes aim at recent remarks made by Commissioner Elad Roisman, who had been tasked by Chairman Jay Clayton with heading up the Commission’s proxy process reform efforts. [read post]
31 Jul 2020, 6:02 am
Statement by Commissioner Lee at Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Posted by Alison Herren Lee, U.S. [read post]
