Search for: "Legend Securities, Inc."
Results 61 - 80
of 144
Sorted by Relevance
|
Sort by Date
20 Nov 2020, 6:57 am
Ninety Holdings Group LLC Blair Olsen Lincoln Investment Legend Equities Corporation Gyasi Richard Wells Fargo Clearing Services LLC Philip Scherello Traderfield Securities Inc. [read post]
25 May 2016, 7:54 am
From March 2011 until December 2012, Jackson was associated with Legend Securities, Inc. [read post]
1 Oct 2019, 1:11 pm
From February 2013 through December 2016 Stanton was registered with Legend Securities, Inc – a firm that has since been expelled from the securities industry. [read post]
5 May 2015, 7:03 am
Finally since September 2009, Decker has been registered with Legend Securities, Inc. in Trinton Falls, New Jersey. [read post]
8 May 2018, 8:53 am
Legend Securities, Inc. [read post]
3 Nov 2015, 6:23 am
Since August 2011, Pizzimenti has been associated with Legend Securities, Inc. out of the firm’s New York, New York office location. [read post]
6 Apr 2015, 6:00 am
Since 2008 Gioe has been registered with First Midwest Securities, Inc., John Thomas Financial, Aegis Capital Corp., Charles Vista LLC, Legend Securities, Inc., PHX Financial, Inc., and since January 2015, Avenir Financial Group. [read post]
4 Sep 2016, 6:56 am
In May 2016 the Department of Justice (DOJ) filed a five-count indictment in New York against nine defendants including Jared Mitchell, the Managing Partner of Mitchell & Sullivan Capital LLC; Richard Brown, a registered broker with Chelsea Financial Services; Christopher Castaldo, the Chief Executive Officer of Stock Traders Press Inc. and the President of Wall Street Buy Sell Hold Inc.; Gerald Cocuzzo, also known as “Gerry,” a registered broker formerly with… [read post]
31 Jul 2014, 6:30 am
medsearch7@optonline.net ©2014 Amaxx Risk Solutions, Inc. [read post]
26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services Bartley, Jevon… [read post]
2 Dec 2015, 6:37 am
Finally, Coffey became associated with Legend Securities, Inc. in March 2015 out of the firm’s Miller Place, New York office location. [read post]
9 Oct 2015, 6:28 am
Finally, Page is currently registered with Legend Securities, Inc. [read post]
30 Jul 2015, 5:39 am
Finally, Klabal became associated with Legend Securities, Inc. in August 2011. [read post]
31 Oct 2015, 5:30 am
Finally, since August 2011 onward Lopinto has been associated with Legend Securities, Inc. out of the firm’s New York, New York office location. [read post]
27 Mar 2018, 5:02 pm
New York.February 23, 2018.Natalie Jean-Baptiste, Plaintiff, pro se.NCO Financial Services Inc & Access Group Inc., Defendants, represented by Michael G. [read post]
5 Dec 2009, 4:45 am
First Security National Bank of Norcross was also sold to State Bank & Trust. 3. [read post]
9 Dec 2019, 5:34 pm
From August 2013 through November 2016 Schiano was registered with now expelled firm Legend Securities, Inc. [read post]
30 Jul 2020, 7:41 am
” Before working at Worden Capital Management LLC (CRD# 148366), Weisberg worked at Legend Securities, Inc. [read post]
24 Dec 2017, 11:33 am
Notably, Protocol Labs, Inc. offered the right to purchase Filecoin tokens through a SAFT earlier this year. [read post]
6 Jan 2012, 4:28 pm
On August 18, 2011, the Financial Industry Regulatory Authority, Inc. [read post]
