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11 Jul 2022, 5:20 am
UBS will pay a $17.4 million penalty and $7.2 million in disgorgement and interest (In the Matter of UBS Financial Services Inc., Release No. 34-95168, June 29, 2022).The “Yield Enhancement Strategy” (YES) is an options trading strategy designed by a team at Credit Suisse to generate income from an existing portfolio of securities. [read post]
6 Aug 2008, 11:40 pm
Low. [read post]
28 Apr 2022, 7:15 am
On April 4, 2022, InvestmentNews reported that GWG Holdings Inc. was on the verge of filing for bankruptcy. [read post]
13 Apr 2013, 7:06 am
., Inc., and head of the firm's Los Angeles office. [read post]
18 Feb 2008, 8:33 am
adidas America, Inc. v. [read post]
19 Apr 2020, 7:48 am
" Newsday, Inc. v. [read post]
18 Dec 2014, 4:26 am
Today's post was shared by Steven Greenhouse and comes from www.reuters.com (Reuters) - The Pennsylvania Supreme Court ordered Wal-Mart Stores Inc to pay $188 million to employees who had sued the retailer for failing to compensate them for rest breaks and all hours worked.Wal-Mart said on Tuesday that it might appeal the decision, which upheld lower court rulings, to the U.S. [read post]
24 Mar 2009, 3:18 pm
Spectrum Security Services, Inc. [read post]
2 Mar 2011, 12:40 pm
Not All Tax Help is Bad Companies like TaxMasters, Inc are giving the rest a bad name. [read post]
2 Oct 2020, 10:03 am
In re HomeAdvisor, Inc. [read post]
16 Feb 2012, 8:34 am
Product Fabricators, Inc. pays $40,000 to settle a discrimination lawsuit filed by the Equal Employment Opportunity Commission ("EEOC"). [read post]
23 Oct 2019, 4:18 am
Sackaris & Sons, Inc .. supra). [read post]
9 Feb 2016, 5:50 am
At this time last year, I was paying about $60. [read post]
27 Aug 2010, 5:41 am
Country Builders Inc. must pay $2.2 million in back pay to more than 120 construction workers to settle a suit that Attorney General Jerry Brown filed in Alameda County Superior Court. [read post]
26 Jul 2014, 6:23 am
Wall Street Journal, Former Employee Sues Vanguard, Alleges False Tax Filing: A former employee of Vanguard Group Inc. has sued the mutual-fund company in New York, saying it has avoided paying federal and state taxes and sheltered hundreds of millions of dollars annually. [read post]
31 Jul 2007, 5:20 pm
there would be no real obstacle to the Bancroft entities getting a premium.As "Steve" notes, the chief problem case is In re Tele-Communications, Inc. [read post]
5 Jan 2021, 12:18 pm
In some instances, all of those shares were in one company, despite the clients’ low tolerance for risk, according to the document. [read post]
10 Dec 2009, 7:28 am
” Established in 1970, Texas RioGrande Legal Aid, Inc. [read post]
24 Nov 2020, 6:30 am
A Sarasota, Florida home health care agency, Doctor’s Choice Home Care, Inc., has agreed to pay $5.8 million to resolve whistleblower claims that they violated the False Claims Act (FCA). [read post]
