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23 Feb 2016, 7:36 am by Ken Herzinger
” Askari Foy, Associate Director of the Technology Controls Program in the Office of Compliance Inspections and Examinations, echoed these comments, noting that the Division’s main priority in 2016 will be to ensure that firms have written cyber security policies and procedures in place. [read post]
23 Nov 2015, 3:16 am by SHG
  Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
21 Oct 2015, 5:31 pm by Shahid Buttar
Maine and Utah have also passed equally strong digital privacy bills. [read post]
6 Aug 2015, 6:21 pm by Kevin LaCroix
John Reed Stark is President of John Reed Stark Consulting LLC, a data breach response and digital compliance firm. [read post]
14 Apr 2015, 4:50 pm by Kevin LaCroix
Two days prior to The Wall Street Journal’s report, on March 30, 2015, the SEC’s Enforcement Division commenced public administrative and cease and desist proceedings against private equity investment adviser Lynn Tilton (Tilton), Patriarch Partners, LLC, Patriarch Partners VIII, LLC, Patriarch Partners XIV, LLC and Patriarch Partners XV, LLC (collectively, Patriarch). [read post]
15 Nov 2013, 5:24 pm by Hedge Fund Lawyer
The former high-level employee maintained connections at the public company and passed along inside information which he received from friends within the public company. [read post]
11 Apr 2013, 10:01 am by Joe Lombardo
Holly, NJ 08060 (609) 343-0222 www.atlanticbailbonds.net Connected Bail Bonds Multiple Locations 609-270-2222 hwww.connectedbailbonds.com   Phoenix Bail Bonds LLC 1616 Pacific Ave Atlantic City, NJ, 08401 609-340-8221   Bail Out Now LLC Absecon, NJ 08201 (609) 233-9855 www.bailoutnownj.com Burton’s Bail Bonds 2726 Atlantic Ave, Atlantic City, NJ 08401 800-486-2245 www.burtonbailbonds.com   Bail Bonds of America 4121 Atlantic Ave, Atlantic City, NJ… [read post]
28 Jun 2012, 9:42 am by D. Daxton White
  See, Josh Brown, Business Model Darwinism, Wall Street Journal (Nov. 29, 2011 10:13 am), http://blogs.wsj.com/financial-adviser/2011/11/29/business-model-darwinism/. [read post]
8 Jun 2012, 5:00 am by Irene C. Olszewski, Esq.
In Maine, the No Special Rights PAC is hitting the streets. [read post]
5 Jun 2012, 8:14 am by McNabb Associates, P.C.
The Federal Bureau of Investigation (FBI) on June 4, 2012 released the following: "To Date, 85 Defendants Have Been Charged as Part of the Initiative Wifredo A. [read post]
5 Jun 2012, 8:14 am by McNabb Associates, P.C.
The Federal Bureau of Investigation (FBI) on June 4, 2012 released the following: "To Date, 85 Defendants Have Been Charged as Part of the Initiative Wifredo A. [read post]
10 May 2012, 11:50 am by Brady Iandiorio
The blog entry on that decision can be found here.The TCD, Inc. case stems from construction of the Rio Grande Building at 333 Main Street, Frisco, Colorado (the “Project”). [read post]
14 Apr 2012, 1:51 pm by Hedge Fund Lawyer
Featuring: Isabelle Fymat - General Partner, Crosslink Capital Glen Kacher - President, Light Street Capital Management, LLC Brenden Smith – Managing Partner, Cypress Capital Management GP, LLC Moderated by: Dietrich Doerbeck – Morgan Stanley Equity Sales APRIL 17, 2012 ? [read post]
11 Apr 2012, 1:13 am by Kevin LaCroix
Among the important questions that will need to be answered in connection with the current wave of failed bank litigation is the question of extent to which the non-director officers will be able to defend themselves in reliance on the business judgment rule. [read post]