Search for: "Marie Aguilar"
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1 Jan 2013, 9:30 pm
Former SEC Chairman Mary Schapiro has heralded the whistleblower program as a cost-saving success. [read post]
30 Oct 2012, 6:11 am
Aguilar (‘78), Robert Bennett (’65), Carol Bowie, William B. [read post]
29 Oct 2012, 10:04 pm
" The allegations are in a motion filed by Clements asking that Cox remove himself from a plea hearing in the probation violation case of Maricelda Marie Aguilar, 22, of Alvin.Clements said he was in the process of filing a complaint with the State Commission on Judicial Conduct about Cox's conduct during the Oct. 5 hearing. [read post]
7 Sep 2012, 6:38 am
Here is a round up of commentary on the proposed rule: Proposed Rule Regarding General Solicitation and Advertising by Mary L. [read post]
4 Sep 2012, 6:09 am
Aguilar, Daniel M. [read post]
24 Aug 2012, 1:12 pm
Aguilar yesterday responded to Chairman Mary L. [read post]
24 Aug 2012, 7:04 am
Aguilar yesterday responded to Chairman Mary L. [read post]
6 Jul 2012, 1:46 pm
(Even at the SEC Schapiro reportedly has opponents to her pursuit of more money fund reforms: Luis Aguilar, Daniel Gallagher, and Troy Paredes. [read post]
18 Jun 2012, 10:33 am
SEC Chairman Mary Schapiro told the committee members that "you have made a commitment to ensuring that the voice of the investor remains front and center at the SEC," while Commissioner Luis Aguilar, an ardent backer of the Committee, told members that their "work will be vital to the SEC and the American public," asking them to focus on the needs of individual investors while noting that "only 15% of Americans trust the stock market. [read post]
22 May 2012, 6:30 am
At the same conference, Chairman Mary Schapiro told reporters that the Commission will address the petition “at some point. [read post]
8 May 2012, 9:42 am
Schapiro also does not have support from a majority of the SEC’s board, with Luis Aguilar, a swing vote on the proposal, said to be undecided. [read post]
10 Apr 2012, 6:34 am
Commissioner Luis Aguilar has repeatedly urged the SEC to proceed with forming the new panel. [read post]
20 Mar 2012, 7:27 pm
SEC Chairman Mary Schapiro, Commissioner Luis Aguilar, former SEC chairman Arthur Levitt, the CFA Institute, the Consumer Federation of America, and the AFL-CIO are among those who have raised concerns about the broad reach of the House legislation. [read post]
20 Mar 2012, 4:45 am
The remaining two, Parades and Aguilar, couldn’t agree. [read post]
28 Feb 2012, 2:00 am
“I don’t feel any pressure at all to go along with anybody,” said Mary Schapiro, the chairman of the U.S. [read post]
12 Jan 2012, 1:07 pm
Aguilar’s view, the situation cannot continue ad infinitum.Commissioner Troy Paredes also asked about the timing of the inspection reports and how to close the gap to achieve the goal of issuance six months after inspectors leave the field. [read post]
30 Dec 2011, 7:27 am
Becker and SEC Chairman Mary Schapiro. [read post]
15 Oct 2011, 2:23 pm
This Period Peggi Hazlett 7/18/2011 Tjaarda Dairy, Shafter, CA [Loan, no interest, due 12/31/2011] 10,000 Total contributions this election $10,000 Esther Jimenez 7/11/2011 Linda Lawson, Perris Self-Employed, Lawson Business Services 100 7/13/2011 Roxanne Cochran, SB Human Resources Analyst, SB County 100 7/19/2011 Arrowhead Credit Union [Commercial Loan, 9.9% rate, no due date] 3,800 7/20/2011 Robert McBay, SB Executive Director, Lighthouse for the Blind 200 … [read post]
12 Oct 2011, 6:57 am
Rosenberg (‘83), Mary Schapiro, James S. [read post]
5 Oct 2011, 1:45 pm
This group was disbanded in November 2010, "with the intention that it would be quickly reconstituted to meet the Commission's statutory obligation under the [Dodd-Frank Act]," Aguilar recalled in a recent speech. [read post]
