Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission,"
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6 Apr 2016, 6:03 am
Securities & Exchange Commission, on Wednesday, April 6, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
6 Apr 2016, 6:03 am
Securities & Exchange Commission, on Wednesday, April 6, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
5 Apr 2016, 6:24 am
Securities & Exchange Commission, on Tuesday, April 5, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
5 Apr 2016, 6:24 am
Securities & Exchange Commission, on Tuesday, April 5, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
25 Mar 2016, 6:00 am
Securities & Exchange Commission, on Tuesday, March 22, 2016 Tags: Accounting, Accounting standards, Audit committee, Audits, Disclosure, External auditors, Financial reporting,GAAP, Investor protection, PCAOB, Performance measures, SEC, Securities Regulation, SOX SEC Chair on PCAOB Oversight and 2016 Budget Approval Posted by Mary Jo White, U.S. [read post]
22 Mar 2016, 6:19 am
Securities & Exchange Commission, on Tuesday, March 22, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
4 Mar 2016, 6:00 am
Securities & Exchange Commission, on Sunday, February 28, 2016 Tags: Accredited investors, Capital formation, Compliance and disclosure interpretation, Crowdfunding, Disclosure, IPOs,JOBS Act, Rule 147, SEC, Securities Regulation, Small firms Servants of Two Masters? [read post]
28 Feb 2016, 6:26 am
Securities & Exchange Commission, on Sunday, February 28, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
23 Feb 2016, 7:36 am
From a litigation and enforcement perspective, key takeaways from the conference include the following: SEC Chair Mary Jo White began her remarks by touting the “unprecedented number of enforcement cases” brought by the Commission in 2015, which produced “an all-time high for orders directing the payment of penalties and disgorgement”—a trend that she stressed would continue in 2016. [read post]
23 Feb 2016, 6:26 am
Securities & Exchange Commission, on Tuesday, February 23, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
12 Feb 2016, 6:03 am
Brownstein, Wachtell, Lipton, Rosen & Katz, on Wednesday, February 10, 2016 Tags: Foreign firms, Hostile takeover, International governance, Inversions, IRS, Leveraged acquisitions, Mergers & acquisitions, Private Equity, REITs, Securities Regulation, Shareholder activism, Spinoffs, Strategic buyers, Takeovers,Tax avoidance A Conversation with SEC Chair Mary Jo White Posted by Mary Jo White, U.S. [read post]
12 Feb 2016, 6:03 am
Brownstein, Wachtell, Lipton, Rosen & Katz, on Wednesday, February 10, 2016 Tags: Foreign firms, Hostile takeover, International governance, Inversions, IRS, Leveraged acquisitions, Mergers & acquisitions, Private Equity, REITs, Securities Regulation, Shareholder activism, Spinoffs, Strategic buyers, Takeovers,Tax avoidance A Conversation with SEC Chair Mary Jo White Posted by Mary Jo White, U.S. [read post]
10 Feb 2016, 11:25 am
“These final rules are integral to the SEC’s regulation of the security-based swap market, marking a key milestone in the completion of our regime for overseeing dealers,” said SEC Chair Mary Jo White. [read post]
10 Feb 2016, 6:05 am
Securities & Exchange Commission, on Wednesday, February 10, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
10 Feb 2016, 6:05 am
Securities & Exchange Commission, on Wednesday, February 10, 2016 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
9 Feb 2016, 11:11 am
The Securities and Exchange Commission today announced that St. [read post]
4 Feb 2016, 7:58 am
“Small businesses play a crucial role in our nation’s economy,” said SEC Chair Mary Jo White. [read post]
27 Jan 2016, 2:52 pm
SEC chair Mary Jo White has publically commented on the matter, stating “Through information sharing and conducting comprehensive examinations, OCIE continues to promote compliance with the federal securities laws to better protect investors and our markets. [read post]
11 Jan 2016, 8:12 am
“These new areas of focus are extremely important to investors and financial institutions across the spectrum,” said SEC Chair Mary Jo White. [read post]
17 Dec 2015, 6:28 am
Securities and Exchange Commission, on Thursday, December 17, 2015 Editor's Note: Mary Jo White is Chair of the U.S. [read post]
