Search for: "Matter of Howey"
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2 May 2022, 12:25 pm
(See our March 2022 Crypto Enforcement Actions Roundup blog here where we discuss the regulatory guidance and jurisdiction of federal and state agencies to enforce these matters.) [read post]
11 May 2010, 3:45 pm
Howey. [read post]
20 Jul 2023, 10:44 am
. **** SEC Matters SEC Enforcement Action Against Ripple. [read post]
1 Aug 2016, 6:00 am
It does a better job pleading the case that this involves securities than other past complaints involving matters that may not be securities. [read post]
27 Jul 2010, 6:10 am
The refutation of the SEC’s exercise of authority over equity-indexed annuities in the financial services legislation suggests that Congress will not as a matter of course endorse any such SEC’s proposal. [read post]
30 Aug 2023, 9:23 am
This legitimate concern, however, is not a sufficient basis to pull the matter into our jurisdiction. [read post]
11 Aug 2014, 5:24 pm
Hugh Howey, Damien Walters. [read post]
21 Jun 2021, 6:14 am
The court performed a thorough analysis of why the tokens were investment contracts under the Howey test, he said. [read post]
7 Jun 2023, 6:00 am
Howey Co., 328 U.S. 293, 301 (1946). [read post]
18 Jun 2009, 1:02 pm
The stones were deemed worthless, and Howey threw them away. [read post]
19 Dec 2019, 1:23 pm
It doesn’t matter if the promoter’s White Paper doesn’t promise or even hint that buyers will make a profit. [read post]
19 Apr 2024, 9:27 am
Howey. [read post]
18 Feb 2019, 2:34 pm
The Howey Test In a typical ICO, virtual coins or tokens are distributed by a company to the public in exchange for another cryptocurrency or fiat currency. [read post]
17 May 2019, 6:06 am
Garrett (Duke University), on Monday, May 13, 2019 Tags: Banks, Corporate crime, Deferred prosecution agreements, DOJ, Financial institutions, Management, Misconduct, Non-prosecution agreement, Yates memo How We Howey Posted by Hester M. [read post]
28 Sep 2018, 6:15 am
Huennekens, and Jennifer Lee, EY Center for Board Matters, on Monday, September 24, 2018 Tags: Audit committee, Board composition, Boards of Directors, Director qualifications, Disclosure, External auditors, Financial reporting, Sarbanes–Oxley Act, Securities regulation, Transparency, Voluntary Disclosure California Law Awaiting Governor’s Signature Exceeds State’s Jurisdiction Posted by Theodore N. [read post]
12 Nov 2023, 9:05 pm
As a legal matter, the SEC seems to have the better argument: One need not like the Howey test to recognize that it is the controlling precedent. [read post]
18 Aug 2017, 3:31 am
The Howey test applies. [read post]
9 Aug 2013, 5:00 am
The court concluded that it had subject matter jurisdiction to hear the SEC’s case. 15 U.S.C. [read post]
10 Mar 2017, 3:50 pm
The trial court concluded that the promissory note was not a security under either the risk-capital test or the Howey test. [read post]
8 Mar 2018, 8:08 am
Many readers will have undoubtedly heard of the Howey Test and its use in determining if a token is a security or not. [read post]
