Search for: "Matter of Investors Funding Corp. of New York"
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2 Nov 2018, 3:00 pm
They were backed by private student loans to investors and who serviced the loans. [read post]
31 Oct 2018, 2:20 pm
Nat’l Collegiate Student Loan Trust and related litigation: GSS Data Services, Inc. and Wilmington Trust Company win dismissal of law firm's suit brought against them in New York over NCSLT-related legal work (Sep. 21, 2018) Update on Wrangle over NC Trust Asset Control: Delaware Magistrate okays Odyssey's designation as servicer of 6 Trusts in row between Indenture Trustee U.S. [read post]
8 Aug 2018, 9:08 am
He is currently registered with National Securities Corp in New York, New York, and has been since September 2016. [read post]
12 Jun 2018, 12:39 pm
Eckstein, along with another broker, Kevin Brody, were involved with Conmac Funding Corp, a scheme run by the two individuals out of Hicksville, New York. [read post]
7 May 2018, 10:25 pm
IN THE MATTER OF THE NATIONAL COLLEGIATE STUDENT LOAN TRUSTS 2003-1, 2004-1, 2004-2, 2005-1, 2005-2 and 2005-3.C.A. [read post]
23 Apr 2018, 1:20 am
Beaver County Employees Retirement Fund, holding that state courts retain concurrent jurisdiction for liability actions under the Securities Act of 1933. [read post]
4 Apr 2018, 11:28 am
Proposed Bill in New York would Alter Audit and Licensing Requirements for Crypto-BusinessesA bill has been introduced to the New York Legislature that would change audit and licensing requirements for cryptocurrency related businesses. [read post]
2 Jan 2018, 6:57 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
14 Dec 2017, 10:48 pm
New York State Comptroller Alan Hevesi led the case on behalf of WorldCom stock and bond holders, including New York State’s public pension fund. [read post]
12 Dec 2017, 4:36 pm
Internet Coin Offerings (ICOs), the method by which startups or other parties can issue cryptographic tokens in an effort to fund or bootstrap a new block chain network, got hit by a double whammy when the U.S. [read post]
27 Jun 2017, 11:15 am
Most VCs and angels require that their funded companies be C Corps, incorporated in Delaware. [read post]
22 Feb 2017, 3:24 pm
For example, CalPers may retain Robins, Geller, Rudman & Dowd, LLP, and the New York State Pension Fund often retains Bernstein, Litowitz, Berger and Grossman LLP. [read post]
19 May 2016, 2:33 pm
In a separate complaint filed against DiMaria and Gamsey in the Southern District of New York, the SEC is seeking financial penalties, officer-and-director bars, and prohibitions in working in public company accounting. [read post]
17 May 2016, 4:24 am
These investors are primarily funds that focus largely on growth-stage, buyout and platform funding transactions. [read post]
14 Mar 2016, 2:56 am
In 2015, the New York State Supreme Court, Appellate Division – First Department, was faced with two matters, both of which addressed whether bonds issued to entities formed for the purposes of investing and trading in securities, covered losses the entities sustained by investing in Madoff’s Ponzi scheme.[7] In 2009, Madoff pleaded guilty to 11 federal felonies and was sentenced to 150 years in prison, the maximum allowed. [read post]
17 Feb 2016, 6:54 am
The Financial Industry Regulatory Authority (FINRA) recently announced that it has barred two Buffalo, New York-based brokers from the securities industry for fraud in connection with the sale of a hedge fund, the Prestige Wealth Management Fund LP. [read post]
2 Feb 2016, 1:15 pm
The two decisions together may help begin to make coherent whatever rules may be emerging about the obligations of the Pension Fund Global in matters of corruption under internationalized standards that it invokes. [read post]
20 Jan 2016, 11:17 am
The SEC may issue a cease-and-desist order, seek civil money penalties, and even refer the matter to the attorney general for prosecution. [read post]
13 Jan 2016, 5:05 pm
Soon all corporations began to recognize and appreciate the need for mechanisms to enable fraud detection and greater financial accountability, while investors increasingly relied upon financial reports as corporations began to participate in the stock market.[2] But when the stock market crashed in 1929, it became apparent that voluntary financial auditing programs alone were insufficient to protect investors from inaccurate and misleading information that could… [read post]
8 Nov 2015, 4:50 pm
However, in the past week, the service of a subpoena on Exxon Mobil Corp. by New York Attorney General Eric T. [read post]
