Search for: "Matter of Trader"
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18 Jul 2013, 3:00 pm
We have decades of experience in securities litigation matters, including the defense of enforcement actions. [read post]
23 Sep 2008, 3:33 am
At the moment of this writing, traders on Intradeâ€â [read post]
24 Apr 2014, 9:48 am
---Mark Astarita is a nationally recognized securities litigation attorney, representing firms and brokers nationwide in regulatory, litigation and arbitration matters. [read post]
24 May 2016, 1:59 pm
Market manipulation doesn’t pay, no matter the method or how distant the perpetrator,” said Andrew Ceresney, Director of the SEC Enforcement Division. [read post]
4 May 2009, 7:27 am
In the Matter of Trader Pro LLC v. [read post]
15 Jan 2013, 7:20 am
The court noted that some differences may matter to consumers even if they are not matters of physical/chemical identity: “Simply because the two products are chemically similar or even identical, it does not follow that they must be labeled identically in all respects. [read post]
19 Nov 2007, 4:07 pm
From DealBook colleague Jenny Anderson: As everyone in finance knows, size matters. [read post]
25 Nov 2022, 4:30 am
As traders seek judicial redress for their fraud-related injuries, courts will be asked to make doctrinal determinations that will be pivotal to injured traders’ ability to recover. [read post]
9 Dec 2011, 7:55 am
(C), the third-biggest U.S. bank, is shrinking a team of traders who deal in “hybrid” products as Chief Executive Officer Vikram Pandit cuts Wall Street jobs, two people familiar with the matter said. [read post]
14 Mar 2018, 4:02 am
OneUp Trader, LLC, No. 17 C 4412, Slip Op. [read post]
5 Jan 2018, 4:02 am
OneUp Trader, LLC, No. 17 C 4412, Slip Op. [read post]
29 Nov 2018, 3:25 pm
However, the temporary injunction issued here covers all of Brown's assets, which are not directly the subject matter of Coffee Traders's suit. [read post]
6 Jul 2018, 8:42 am
Tribunal upholds prohibition order for junior trader in connection with LIBOR manipulation The Upper Tribunal has upheld the FCA’s decision to prohibit Arif Hussein, a former trader, on the basis that he failed to be candid and truthful during the enforcement process. [read post]
27 May 2011, 9:18 am
Nafta Traders, Inc. v. [read post]
1 Dec 2016, 9:20 pm
The company subsequently identified the source of the issue and has corrected the matter. [read post]
10 Oct 2018, 12:58 pm
The matter, which started in arbitration, winding its way in and out of the New Jersey courts, was the oldest and longest running case in FINRA’s history. [read post]
7 Oct 2013, 12:30 pm
Since there was no federal subject-matter jurisdiction, the court dismissed all the claims. [read post]
19 Apr 2008, 2:28 pm
" As to what seemed to matter most: those who started the day with high testosterone had better trading results than those with lower or normal levels: "One trader went on a six-day winning streak, making twice as much money each day as the previous one. [read post]
DEPARTMENT OF EDUCATION SCANDAL UPDATE: Coburn Calls For Investigation in Scandal Over Education De…
3 Mar 2011, 2:30 pm
DEPARTMENT OF EDUCATION SCANDAL UPDATE: Coburn Calls For Investigation in Scandal Over Education Department Tipping Traders on For-Profit College Regulation: Oklahoma Republican Sen. [read post]
6 Jan 2011, 7:25 pm
Calling these matters “troubling” FINRA has begun to act to reassure investors that inside traders cannot skim markets or drive markets improperly. [read post]
