Search for: "Michael Merrill"
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10 Jun 2009, 12:53 pm
The SEC charged three Canadian citizens, Phillip Macdonald, Martin Gollan, and Michael Goodman, with insider tipping and trading in the securities of several companies ahead of public announcements of business combinations. [read post]
25 Jan 2024, 5:01 am
Merrill, The Chevron Doctrine: Its Rise and Fall, and the Future of the Administrative State 148–58 (Harv. [read post]
26 Apr 2019, 1:47 am
FINRA Bars Former Merrill Lynch and Wells Fargo Rep. [read post]
11 Jun 2010, 10:01 am
” "We were just lambs being led to the slaughter," said Michael Slomak, a member of a Cleveland family that invested $2.65 million in several Merrill-issued CDOs. [read post]
21 Jul 2020, 4:30 am
Other brokerage firms in Carter’s employment history are Merrill Lynch, Pierce, Fenner & Smith Incorporated, Financial Network Investment Corporation, and Dean Witter Reynolds Inc. [read post]
21 Jul 2020, 4:30 am
Other brokerage firms in Carter’s employment history are Merrill Lynch, Pierce, Fenner & Smith Incorporated, Financial Network Investment Corporation, and Dean Witter Reynolds Inc. [read post]
5 Mar 2007, 1:54 pm
"This business transaction reflects an emerging demand for the integration of litigation workflows across desktops and improving effectiveness and efficiency," said Michael Clark, managing director of EDDix LLC. [read post]
8 Mar 2019, 8:54 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4480/securities-industry-commentator/SEC Charges Volkswagen, Former CEO With Defrauding Bond Investors During "Clean Diesel" Emissions Fraud (SEC Release)In the Matter of Allan Michael Roth (SEC Order Denying Respondent's Motion to Postpone Filing Answer Indefinitely)Good Intentions Pave Merrill Lynch Stockbroker's… [read post]
25 Apr 2015, 4:21 am
Stinsa, Michael J. [read post]
7 Jul 2014, 12:46 pm
Skidmore, Owings & Merrill (No. [read post]
5 Feb 2010, 11:58 am
There is a terrific lineup--with papers by Kurt Lash, Randy Barnett, Jack Balkin, James Fleming, Thomas Lee, Garrett Epps, and me, and comments from John Harrison, Michael Kent Curtis, Thomas Merrill, Keith Whittington, Jack Rakove, Michael Ramsey, and Larry Alexander.Michael Rappaport and Michael Ramsey organized the conference, and I wanted to thank them both for doing such a terrific job! [read post]
23 Apr 2009, 4:42 pm
One law professor, Michael Perino of St. [read post]
9 Mar 2023, 3:59 am
In re Merrill Lynch, Pierce, Fenner, and Smith, Inc., 828 F.2d 1567, 1571, 4 U.S.P.Q.2d 1141, 1143 (Fed. [read post]
24 Oct 2012, 9:11 am
The victims, 50 year old Michael Grieco and 19 year old Daniel Gross were simply unloading their Range Rover when Merrill's Ford Explorer careened into them. [read post]
15 Nov 2011, 2:05 pm
Merrill ………………………………………………………………………… 1055 COMMENT ON MERRILL ON THE LAW OF WASTE Richard A. [read post]
18 Mar 2007, 12:08 pm
Merrill Lynch, Pierce, Fenner & Smith, Inc., No. 06-7067 (D.C. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel… [read post]
9 Mar 2011, 1:35 pm
’s $61 billion purchase of Gillette in 2005, according to the memo from Thomas Montag, 54, president of global banking and markets, and Michael Rubinoff, 48, and Purna Saggurti, 52, co-heads of global investment banking. [read post]
26 Jan 2009, 9:00 am
According to CNBC, the redecoration cost $1.22 million, with the single biggest chunk paid to the interior decorator, Michael S. [read post]
25 Jul 2014, 9:19 am
One speaker in a panel, Michael L. [read post]
