Search for: "Michael Merrill" Results 61 - 80 of 382
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17 May 2021, 9:05 pm by Cookson Beecher
  Michael Barron, of AeroFarms, sums it up this way: “With the increased control you can produce more, and you can also have it be higher quality. [read post]
10 Apr 2021, 9:51 am by Staff Attorney
Adviser Michael Greenstone (Greenstone), currently employed at Merrill, Lynch, Pierce, Fenner & Smith, Inc. [read post]
9 Apr 2021, 4:00 am by Jim Sedor
Gaetz Is Said to Have Boasted of His ‘Access to Women’ Provided by Friend Charged in Sex-Trafficking Case MSN – Michael Scherer and Matt Zapotosky (Washington Post) | Published: 4/2/2021 U.S. [read post]
9 Dec 2020, 6:49 pm by Jean O'Grady
Law.com  reported today that the Open Courts Act of 2020 has been passed by the House of Representatives. [read post]
7 Oct 2020, 11:08 am by Eric Goldman
Lerner, UC Irvine School of Law (no endorsement by UCI) Kathleen Lu William Marshall, CIPP/E, Partner, UBM Law Group, LLP Whitney Merrill, Privacy Advocate and Attorney Jess Miers, CIPP/US, Legal Policy Specialist at Google Michael Moore Alma Murray Max P. [read post]
3 Sep 2020, 8:21 am by Silver Law Group
  Wells Fargo Clearing Services, LLC   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Scott McVicker   Market Wise Securities, inc. [read post]
8 Aug 2020, 2:21 am
UPDATE: Ir-Rationale FINRA Merrill Lynch EFL Arbitration Decision Cited By Tax Court  (BrokeAndBroker.com Blog)FINRA Announces Results of Governor Elections / Firms Elect Wendy Lanton as Small Firm Governor, Re-Elect Jim Nagengast as Large Firm Governor (FINRA Release)New Jersey Broker Sentenced to Prison for "Cherry-Picking" Scheme (DOJ Release)FINRA Imposes Fine and Suspension for Rep's Willful Nondisclosure of Tax LiensIn the Matter of Steven Michael Voce,… [read post]
21 Jul 2020, 4:30 am by Alan Rosca
Other brokerage firms in Carter’s employment history are Merrill Lynch, Pierce, Fenner & Smith Incorporated, Financial Network Investment Corporation, and Dean Witter Reynolds Inc. [read post]
21 Jul 2020, 4:30 am by Alan Rosca
Other brokerage firms in Carter’s employment history are Merrill Lynch, Pierce, Fenner & Smith Incorporated, Financial Network Investment Corporation, and Dean Witter Reynolds Inc. [read post]
3 Jul 2020, 3:00 am by Jim Sedor
National/Federal A Common Thread Among Many Trump Press Staffers: They’re related to other Trump staffers MSN – Paul Fahri (Washington Post) | Published: 6/23/2020 Landing a White House job is a highly competitive sport, and who manages to get those jobs has always been a subject of fascination. [read post]
16 Jun 2020, 6:40 am by Silver Law Group
According to FINRA Disciplinary actions for May 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   George Belesis   Portfolio Advisors Alliance, LLC   John Thomas Financial   Dustin Blount   MML Investors Services, LLC   Northwestern Mutual Investment Services, LLC… [read post]
21 May 2020, 6:40 am by Silver Law Group
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Belesis, George   Portfolio Advisors Alliance, LLC   John Thomas Financial   Berghausen, Joseph   ADP Broker-Dealer, Inc   Cetera Advisor Networks LLC  … [read post]
20 May 2020, 2:25 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bressman, Michael   FCG Advisors, LLC   Merrill Lynch, Pierce, Fenner & Smith Inc   Dannenberg, Stephanie   Dineen, Mary Ann   UBS… [read post]
17 May 2020, 9:30 pm by Dan Ernst
Harold Ickes (center); Edward Taylor (left) LC[Longtime LHB readers will recall that for the exam in my legal history course I write an essay about some regulatory regime I did not cover in class and ask students to compare it with the ones we did. [read post]
8 May 2020, 9:47 am by Silver Law Group
  Yee Yee Htwe   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Farmers Financial Solutions, LLC   Randy Jackson   Merrill Lynch, Pierce, Fenner & Smith Incorporated   E*Trade Securities LLC   Scott Levine   Craft Capital Management LLC   PHX Financial, Inc. [read post]
24 Apr 2020, 3:00 am by Jim Sedor
On top of being Merrill’s tenant, Gaetz attended fundraisers at Merrill’s restaurants and sought his counsel on policy matters. [read post]