Search for: "Mutual Benefit Funding"
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21 Jan 2008, 4:44 am
SEC Official Reaffirms Mutual Fund Advisory Contract Approval ProcessAndrew Donohue, the SEC's Director of Investment Management has strongly praised the mandated process by which a mutual fund's independent directors approve the fund's investment advisory contract. [read post]
4 Oct 2015, 9:11 am
These purchases were made in different mutual fund families than the previous purchase. [read post]
28 Mar 2014, 11:51 am
“For nearly 10 years, Midland-area employers and employees have benefitted greatly from these courses at Midland College, made possible through the ongoing partnership with Texas Mutual,” Steve Thomas, Ph.D., president of Midland College, said. [read post]
11 Apr 2024, 6:31 am
To answer this question, it is important to recognize that accounting for climate risks in investment decisions brings investors both benefits and costs. [read post]
11 Apr 2024, 6:31 am
To answer this question, it is important to recognize that accounting for climate risks in investment decisions brings investors both benefits and costs. [read post]
30 Jan 2007, 9:26 am
Now here’s a curious little article from the New York Times on the question of whether mutual fund companies, including in their retirement calculators, deliberately overestimate the amount that people must save and invest to be able to afford to... [read post]
15 Apr 2016, 3:29 pm
Clear disclosure of mutual fund costs has been, and should continue to be, a priority, according to the committee, but many mutual fund investors are not aware of how much they pay in fees or how fees may impact funds’ long-term performance. [read post]
4 Dec 2008, 12:16 am
An investor's money is placed in various mutual fund-like "sub-accounts" in return for a guaranteed minimum payout, as well as a higher return if your mutual funds' values increase by over a certain amount This means that even if a buyer sustains significant losses on an investment, he or she must still receive the fixed, minimum income benefits that were promised. [read post]
21 May 2012, 3:48 pm
Both are awaiting sentencing.The financial penalties alone will be interesting, since there are no allegations that Kwok received any money or benefit from tipping Shah, and there is no allegation that Shah directly profited from the tip, since the purchase was made in a mutual fund that Shah managed. [read post]
14 Aug 2007, 12:54 am
Commissioner Atkins was one of the two Commissioner who dissented from the hedge fund manager registration rule last year.For more background, see Registration of Hedge Fund Managers - Bureaucracy without Benefit. [read post]
20 Feb 2009, 9:18 am
Wachovia Securities is being fined $4.4 million for failing to give investors sales-charge discounts for eligible unit-investment-trust-transactions, for not making sure investors were given the benefit of net-asset-value transfer programs whenever they were applicable in mutual fund purchases, and for unsuitability violations involving Class B and Class C mutual fund shares. [read post]
2 Jul 2011, 10:08 pm
According to "Washington Mutual settles class-action suit for $208.5 million," Associated Press, July 1, 2011, pension plans that include the Ontario Teachers' Pension Plan Board (as lead) will benefit as shareholders of the failed bank (if and once the Bankruptcy Court approves the terms). [read post]
28 Feb 2008, 3:05 pm
"The supervisory problems here led not only to the sales of inappropriate mutual fund share classes, but to the failure to identify special sales charge waiver programs on mutual fund purchases. [read post]
31 Mar 2010, 6:18 am
Investment advisers provide portfolio management and other services to mutual funds, for disclosed fees, pursuant to contracts that must be approved by the board of directors of the mutual funds. [read post]
27 Jul 2015, 7:26 am
According to reports, as some “alternative” mutual funds are experiencing popularity, hedge funds are hoping to profit. [read post]
12 Jan 2011, 8:00 am
JCM failed to disclose the conflict of interest to the Board of Trustees and the shareholders of the affected mutual funds, thereby breaching JCM's fiduciary duty to the mutual funds. [read post]
17 Jan 2022, 4:07 am
Index funds were tailor-made to provide these benefits. [read post]
10 Jun 2013, 5:29 am
The event was an example of a creative and completely unique way to bring funds to a good cause. [read post]
10 Jun 2013, 5:29 am
The event was an example of a creative and completely unique way to bring funds to a good cause. [read post]
19 Mar 2014, 7:44 am
I am interested in the behavior of institutional investors, including defined benefit plans and large mutual funds, primarily because they trade in people's retirement savings. [read post]
