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13 Oct 2017, 6:09 am by Kelly Phillips Erb
A monitor displays Equifax Inc. signage on the floor of the New York Stock Exchange (NYSE) in New York, U.S., on Friday, Sept. 15, 2017. [read post]
2 Oct 2017, 12:45 pm by Dan Goodin
Enlarge / A monitor displays Equifax Inc. signage on the floor of the New York Stock Exchange (NYSE) in New York on Friday, September 15, 2017. [read post]
20 Sep 2017, 5:00 pm by Dan Goodin
Enlarge / A monitor displays Equifax Inc. signage on the floor of the New York Stock Exchange (NYSE) in New York, US, on Friday, Sept. 15, 2017. [read post]
15 Sep 2017, 3:54 pm by Cyrus Farivar
Enlarge / A monitor displays Equifax Inc. signage on the floor of the New York Stock Exchange (NYSE) in New York, US, on Friday, Sept. 15, 2017. [read post]
2 Aug 2017, 3:15 pm by Renae Lloyd
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
2 Aug 2017, 6:45 am by Renae Lloyd
Reportedly, FINRA is one of the censuring entities, along with the Nasdaq Stock Market, the New York Stock Exchange (NYSE), and the Kansas-based Bats Global Markets, acquired by Chicago Board Options Exchange Holdings, owner of the CBOE, in March of this year. [read post]
21 Jul 2017, 8:07 am by Daily Record Staff
A Maryland firm rang the New York Stock Exchange’s ceremonial bell on Friday to signal the start of trading. [read post]
13 Jul 2017, 5:40 am by Renae Lloyd
(CCT) announced that pursuant to seeking a listing on the New York Stock Exchange (NYSE) in the next twelve months, CCT will terminate the share repurchase program following the quarterly tender offer in July 2017. [read post]
9 Jul 2017, 10:04 pm by Barry Barnett
District Judge Jed Rakoff in Manhattan. complaints alleged fraud claims under the Securities Exchange Act of 1934 with respect to purchases of Petrobras American Depository Receipts (equity) on the New York Stock Exchange and several issuances of “notes” (debt) in over-the-counter trades. [read post]
28 Jun 2017, 7:11 am by John Jascob
He thinks that some brokers manage this conflict well, but others do not—and the ones that do not, end up making more money.Tom Farley, president of the New York Stock Exchange (NYSE) said he thinks that broker-dealers are conscientious actors who acknowledge an inherent conflict of interest regarding rebates. [read post]
26 May 2017, 6:34 am
’s IPO [on March 2, 2017], featuring public shares with no voting rights, appears to be the first no-vote listing at IPO on a U.S. exchange since the New York Stock Exchange (NYSE) in 1940 generally barred multi-class common stock structures with differential voting rights. [read post]
18 May 2017, 7:45 am by Renae Lloyd
The company has been in discussions with the New York Stock Exchange (NYSE) to keep its current listing through the restructuring process. [read post]
9 May 2017, 6:30 am
Snap Inc., which debuted on the New York Stock Exchange (NYSE) on March 2nd, was the largest tech IPO since Alibaba went public in 2014. [read post]
3 Mar 2017, 7:40 am by Afro-Buff
This time, Reinhardt, captivated by Snapchat's IPO, gives us his thoughts on:The Intangible Value of a Tech StartupIn one of the biggest technology IPO’s on the New York Stock Exchange, a tech startup has surprised investors and commentators alike, with a surge in stock prices on the opening day of trading.I first encountered SNAPCHAT in 2012 during an exchange programme in the Netherlands. [read post]
15 Feb 2017, 10:00 am by The Sader Law Firm
The company was even delisted from the NYSE (New York Stock Exchange). [read post]
1 Apr 2016, 6:00 am by Doug Cornelius
But that doesn’t solve the problem of who will sign off on those reports and whether they will be ready in time to meet its reporting obligations to the Securities and Exchange Commission and the New York Stock Exchange. [read post]
18 Jan 2016, 3:19 pm by D. Daxton White
  Its shares traded on the New York Stock Exchange (“NYSE”) under the ticker symbol ACI until the NYSE suspended trading of its common stock and initiated proceedings to delist the stock on January 11, 2016. [read post]
13 Jan 2016, 5:05 pm by Kevin LaCroix
  The government response was the enactment of the Securities and Exchange Act of 1934, which created the Securities and Exchange Commission (SEC) and made financial reporting obligatory for public corporations. [read post]