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  According to Stephanie Dumont (EVP, FINRA Market Regulation and Transparency Services), FINRA has transitioned all of its surveillance routines to be CAT-based, expanding the sophistication of its NMS and OTC equity and listed option-specific surveillances. [read post]
9 Dec 2008, 8:28 pm
Update: Steve Fiore has sent me this additional information: Pre-Conference Session: Neuroethics, Legal, and Social Issues (NELSI)-2Theme: Defining the Boundaries and Facing the FrontiersJanuary 13, 2009, Hyatt Regency Tamaya, Albuquerque, NM See the DOM IV website for further details on agenda, travel and lodging. [read post]
18 Nov 2009, 12:36 pm by WIMS
Nov 17: The Senate Energy & Natural Resources Committee, Chaired by Senator Jeff Bingaman (D-NM), held a hearing "to explore the international aspects of global climate change. [read post]
11 Dec 2006, 11:46 pm
NPR also reviewed potential changes in climate change policy under the new Democrat-controlled Congress.For those who want a more in-depth review of potential climate change initiatives in the 110th Congress, E&E TV recently broadcast a new conference with Sen. [read post]
10 Sep 2009, 1:35 am
In late July, I presented two sessions at the 16th annual Education Law Conference in Portland, Maine. [read post]
7 Feb 2014, 9:24 am
On December 5, 2013, however, SEC Commissioner Luis Aguilar, speaking at a Consumer Federation of America conference, forcefully called upon the rest of the Commission to move forward in adopting the strengthened rules. [read post]
17 Jan 2013, 12:33 pm by Mark Caruso
  Most cases settle out of court without a lawsuit, and Caruso is a strong believer in pre-litigation mediation and settlement conferences to get his cleints the most money possible. [read post]
27 Dec 2013, 11:04 am by Dan Flynn
King, who is also running for Governor, held a Dec. 19 news conference to announce he was seeking a temporary restraining order to prevent Valley Meat Co. in Roswell “from killing and butchering horses for food. [read post]
10 Nov 2010, 6:20 pm by Ben Sheffner
Anyone can participate (for a fee) via telephone conference or live webcast hosted by the ABA. [read post]
26 Mar 2008, 11:41 am
  15  Reg NMS Compliance. [read post]
18 Jul 2014, 10:11 am by Jeff Foust
Martin Heinrich (D-NM), who touched on commercial and military space activities, particularly those in his state. [read post]
18 Jan 2019, 7:37 am by Monica Williamson
The award will be presented at the FBA Indian Law Conference in Sandia, NM in April 2019. [read post]
13 Mar 2009, 6:40 pm by abe@abolition.org
Very happy key players....Michelle Giger and Cathy Ansheles of Murder Victims Families for Reconciliation, after a bite to eat and a bit of celebration, on their way to deliver hand written thank you notes to the NM State Senators who voted to repeal New Mexico's death penalty. [read post]
10 Jan 2020, 6:10 am
Securities and Exchange Commission, on Thursday, January 9, 2020 Tags: Disclosure, Equity capital, Equity securities, Financial technology, Regulation NMS, SEC, Securities regulation [read post]
20 Oct 2010, 5:24 pm by Jeralyn
” Similarly, when Article II, Section 12 of the New Mexico Constitution confers the right of trial by jury “to all” and Article II, Section 18 states that “no person” shall be deprived of liberty without due process of law, we should not interpret them to mean “to all adults” or “no adult person. [read post]
20 Oct 2010, 5:24 pm by Jeralyn
” Similarly, when Article II, Section 12 of the New Mexico Constitution confers the right of trial by jury “to all” and Article II, Section 18 states that “no person” shall be deprived of liberty without due process of law, we should not interpret them to mean “to all adults” or “no adult person. [read post]