Search for: "National Note Equities LLC"
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12 Feb 2010, 6:34 am
The Complainant’s theory in IM Global LLC v. [read post]
4 Feb 2021, 5:53 am
Posted by Robert Appleton, Olshan, Frome & Wolosky LLP, on Thursday, February 4, 2021 Editor's Note: Robert Appleton is a partner at Olshon, Frome & Wolosky LLP. [read post]
26 Sep 2011, 7:25 am
AFL Telecommunications LLC v. [read post]
12 Dec 2017, 9:57 am
Hastings Law Journal has a new article (technically a "Note") on predatory lending and the implications of the Second Circuit's holding on federal (non)preemption of state usury laws in Saliha Madden v Midland Funding LLC et al, written by a recent graduate. [read post]
6 Feb 2012, 3:00 am
The case involves a dispute between the minority and controlling members of a Delaware LLC structured as a holding company for a long-term ground lease for a golf course in Riverhead, New York, known as the Long Island National Golf Club. [read post]
22 Jun 2007, 11:41 am
They were also ordered to pay $14 million in disgorgement, plus other sanctions The SEC issued a release saying these defendants, including First National Equity LLC, P.K. [read post]
1 May 2010, 7:15 am
Editor’s Note: This post comes to us from Alan Gover. [read post]
22 Dec 2016, 6:24 am
On December 1, 2016, the Securities and Exchange Commission (“SEC”) announced that it had filed a complaint for injunctive and other relief in the United States District Court for the Southern District of Florida against Onix Capital LLC (“Onix Capital”), an asset management company, and its owner, a Chilean national by the name of Alberto Chang-Rajii (“Chang”). [read post]
22 Dec 2016, 6:24 am
On December 1, 2016, the Securities and Exchange Commission (“SEC”) announced that it had filed a complaint for injunctive and other relief in the United States District Court for the Southern District of Florida against Onix Capital LLC (“Onix Capital”), an asset management company, and its owner, a Chilean national by the name of Alberto Chang-Rajii (“Chang”). [read post]
8 Jun 2022, 9:01 pm
National Best Bid and Offer Next, I’d like to discuss the National Best Bid and Offer (NBBO). [read post]
9 Jun 2023, 7:00 am
Equity and Justice: Can Reparations Become A Reality? [read post]
11 Sep 2023, 2:36 am
Impacted by Covid-19 The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
12 Dec 2017, 9:57 am
Hastings Law Journal has a new article (technically a "Note") on predatory lending and the implications of Madden v Midland, written by a recent graduate. [read post]
5 Oct 2022, 11:40 am
” About Surge Private Equity LLC Surge Private Equity is a Dallas-based private equity firm that typically seeks majority investments in growing businesses with $2-$15MM of EBITDA. [read post]
29 Nov 2010, 7:18 am
Introduction Part I of this series (here) was published the day before the United States Supreme Court heard oral argument in AT&T Mobility, LLC v. [read post]
3 Nov 2020, 7:23 am
Equity Sales Company, Hornor, Townsend & Kent, Inc., and other broker-dealers. [read post]
28 Apr 2022, 7:15 am
Along with GWG Holdings, the firm’s primary L bond brokers Emerson Equity LLC and Tony Barouti may also be liable for investors’ losses. [read post]
29 Nov 2011, 9:42 am
• Equity Services, Inc.: Nearly $164,000 in restitution and a $50,000 fine. [read post]
20 Jan 2017, 6:20 pm
On November 3, 2016, the National Labor Relations Board issued a Decision and Order in Trump Ruffin Commercial, LLC, finding that the Trump International Hotel, Las Vegas unlawfully refused to bargain with UNITE HERE International Union after the union won a representation election among the Hotel’s housekeeping, food and beverage and guest service employees. [read post]
28 Jun 2017, 7:11 am
Concannon noted that when brokers receive rebates, they’re still subject to best execution requirements. [read post]
