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2 May 2024, 12:35 pm
RBC failed to establish, maintain, and enforce a supervisory system, including written procedures, reasonably designed to achieve compliance with FINRA and Municipal Securities Rulemaking Board rules with respect to representatives’ recommendations of high-yield corporate and municipal bonds. [read post]
2 May 2024, 9:56 am
Corporate Sustainability Due Diligence The proposed Corporate Sustainability Due Diligence Directive (CS3D) became one of the most politically contentious legislative files of this Parliament’s legislative term. [read post]
2 May 2024, 8:34 am
” National Whistleblower Center (NWC) is calling for the immediate passage of the SEC Whistleblower Reform Act. [read post]
2 May 2024, 5:53 am
The Trump Corporation was convicted of seven felonies, while the Trump Payroll Corp. was convicted of six. [read post]
1 May 2024, 6:56 pm
For example, non-compete clauses have been banned for employees below an income threshold in some EU nations such as Austria and Luxembourg. [read post]
1 May 2024, 11:04 am
Louis Loss, Anecdotes of a Securities Lawyer (1995). [read post]
1 May 2024, 9:31 am
*This interview has been edited for length and clarity. [read post]
1 May 2024, 7:59 am
Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC) and Internal Revenue Service (IRS). [read post]
1 May 2024, 6:05 am
Policymakers Can Learn from the European Union’s Probe of Meta appeared first on Just Security. [read post]
30 Apr 2024, 4:14 pm
The Bill attempts to be “a national data privacy and security standard that gives people the right to control their personal information. [read post]
29 Apr 2024, 10:00 pm
Check out this new practice note providing an overview of recent trends in most favored nation (MFN) clauses in publicly-filed credit agreements through Q1 2024. [read post]
29 Apr 2024, 5:31 pm
How, if at all, might law secure hope? [read post]
28 Apr 2024, 9:05 pm
Even though business laws, including corporate and securities laws, have been heavily influenced in the last several decades by what can fairly be called an ideology of profit maximization, much of the law has in practice withstood efforts to reduce business law’s prescriptions to this single objective. [read post]
26 Apr 2024, 1:16 pm
The post Seeger Weiss Secures Final Approval of Philips CPAP Economic Loss Class Action Settlement appeared first on Seeger Weiss LLP. [read post]
26 Apr 2024, 12:59 pm
” National Whistleblower Center (NWC) is calling for the immediate passage of the SEC Whistleblower Reform Act. [read post]
26 Apr 2024, 3:00 am
National/Federal G.O.P. [read post]
25 Apr 2024, 11:36 am
Securities and Exchange Commission (SEC) Whistleblower Program, says Allison Herren Lee, former SEC Commissioner and currently Of Counsel at the whistleblower firm Kohn, Kohn & Colapinto. [read post]
25 Apr 2024, 7:10 am
Submitted by The Society for Corporate Governance ("Society"), the National Investor Relations Institute ("NIRI"), and NYSE Group, Inc. [read post]
25 Apr 2024, 6:05 am
National political leaders, including Speaker Johnson, ratcheted up the pressure for Shafik to step down.Shafik is an Egypt-born academic and economic policy expert who has been president of the Ivy League university since July 2023. [read post]
24 Apr 2024, 12:16 pm
Additionally, 42 percent of companies reported that they were currently considering revising their corporate policies relating to cyber and privacy risks to address the use of AI. [read post]
