Search for: "National Security Exchange LLC"
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1 Dec 2023, 1:16 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
20 Nov 2023, 9:01 pm
Madoff Investment Securities LLC (BLMIS) was a Ponzi scheme led to its liquidation under the Securities Investor Protection Act (SIPA).1 A SIPA liquidation is designed to collect “customer property” for ratable distribution among customers based on their “net equity” — investments minus withdrawals (i.e., loss of principal).2 SIPA largely incorporates the Bankruptcy Code and allows the SIPA trustee to recover property transferred by the debtor… [read post]
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
7 Nov 2023, 11:13 am
[xvii] In the area of defining what constitutes discussions, GAO affirmed the acid test for discussions, finding that exchanges with offerors during phase 1 of procurement constituted discussions because the agency allowed an offeror to submit a required letter of commitment, considered that letter in its evaluation, and permitted other offerors to submit additional materials to make their proposals acceptable. [read post]
7 Nov 2023, 8:37 am
The White Law Group, LLC is a national legal firm specializing in securities fraud, securities arbitration, investor protection, and securities regulation and compliance. [read post]
5 Nov 2023, 1:02 pm
” Nasdaq is a private company that operates a securities exchange. [read post]
3 Nov 2023, 10:39 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
2 Nov 2023, 9:04 am
FinCEN may disclose the reported BOI only if requested by: U.S. federal agencies engaged in national security, intelligence, or law enforcement activities, for use in furtherance of those activities. [read post]
1 Nov 2023, 9:01 pm
The Division secured novel resolutions in its prosecution of a Florida oncologist for market allocation. [read post]
27 Oct 2023, 10:41 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
27 Oct 2023, 6:00 am
In a call to discuss a share exchange offer Visa recently floated with its stockholders, Visa CEO Ryan McInerney told analysts the card giant values the unresolved claims at between $1.4 billion and $4.0 billion, according to a transcript of the Sept. 13 call. [read post]
26 Oct 2023, 12:50 pm
For a free consultation with a securities attorney, please call (888) 637-5510.The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
24 Oct 2023, 9:01 pm
It prohibits entities from taking actions that impede employees from reporting possible securities law violations to the SEC. [read post]
20 Oct 2023, 2:40 pm
In a September 11, 2023 press release, the Securities and Exchange Commission (“SEC”) announced that it charged nine registered investment advisers for showing hypothetical performance results on their websites without adopting the necessary policies and procedures required under the SEC’s new marketing rules and regulations (the “New Marketing Rules”). [read post]
18 Oct 2023, 7:43 am
More recently, the FBI and the Securities and Exchange Commission have cautioned investors regarding this issue. [read post]
17 Oct 2023, 2:39 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
11 Oct 2023, 11:17 am
Truck Insurance Exchange was the sole objector to the plan. [read post]
9 Oct 2023, 1:52 pm
LLC, No. 23-51 (U.S. [read post]
5 Oct 2023, 7:15 am
S ymonds & O’Toole on Delaware Limited Liability Companies —referred to in a Delaware Court of Chancery decision as “the leading Delaware LLC treatise”—offers workable solutions for even the most complex transactions and practical insight into case law interpreting the statute, to help practitioners provide the best possible representation and advice to clients looking to make the most of their Delaware LLCs. [read post]
3 Oct 2023, 8:44 am
Morgan Securities LLC, and J.P. [read post]
