Search for: "Norberg and Norberg"
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15 Oct 2020, 1:06 pm
“The whistleblower provided the Commission with a detailed analysis that alerted staff to the underlying securities violations,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
18 Mar 2021, 6:25 am
Jane Norberg, Chief of the SEC’s Office of the Whistleblower, stated: “The whistleblower alerted the SEC to previously unknown conduct and thereafter provided multiple submissions, identified potential witnesses, and met with staff on several occasions. [read post]
19 Jul 2016, 9:30 am
The so-called libertarian case against Brexit works like this. [read post]
26 Jan 2017, 9:25 am
Norberg taking over for McKessey has not changed the focus of the SEC’s Whistleblower program. [read post]
12 Nov 2021, 11:21 am
Norberg left big shoes to fill, but the agency has doubled down on its commitment to the Whistleblower Program since her departure. [read post]
6 Jul 2010, 3:50 pm
Baker turned SB and was struck by Norberg's loaded logging truck traveling Northbound. [read post]
3 Jun 2019, 9:07 am
“These whistleblowers showed great tenacity by repeatedly reporting internally and advocating for the firm to disclose the violative conduct and remedy the attendant investor harm,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
20 Sep 2016, 8:04 am
“Our program continues to incentivize whistleblowers to come forward with solid information that helps us bring violators to justice before more wrongdoing can occur,” said Jane Norberg, Acting Chief of the SEC’s Office of the Whistleblower.By law, the SEC protects the confidentiality of whistleblowers and does not disclose information that might directly or indirectly reveal a whistleblower’s identity.Whistleblowers may be eligible for an award when they voluntarily… [read post]
26 Mar 2019, 7:59 am
“Whistleblowers like those being awarded today may be the source of ‘smoking gun’ evidence and indispensable assistance that strengthens the agency’s ability to protect investors and the capital markets,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
27 Jul 2017, 10:35 am
''When whistleblowers tip the SEC, it not only can bring wrongdoers to justice but also relief to investors,'' said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
25 Jul 2017, 11:16 am
.''Whistleblowers can provide a wealth of information and ongoing assistance that helps our agency bring enforcement actions quicker and more efficiently,'' said Jane Norberg, Chief of the SEC's Office of the Whistleblower. [read post]
30 Aug 2016, 8:37 am
Without this whistleblower’s courage, information, and assistance, it would have been extremely difficult for law enforcement to discover this securities fraud on its own,” said Jane Norberg, Acting Chief of the SEC’s Office of the Whistleblower. [read post]
12 Oct 2017, 7:51 am
“Today’s award reflects the impact that whistleblower information can have in uncovering violations that harm the retail investor,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
23 Jul 2019, 9:48 am
“The Commission’s whistleblower award program has reached an important milestone,” said Jane Norberg, Chief of the SEC’s Office of the Whistleblower. [read post]
9 Apr 2021, 11:32 am
Norberg is stepping down from her post this month after a highly successful tenure. [read post]
5 Nov 2021, 1:16 pm
Norberg’s tenure was praised by whistleblower advocates such as Stephen M. [read post]
5 Nov 2021, 1:16 pm
Norberg’s tenure was praised by whistleblower advocates such as Stephen M. [read post]
2 Aug 2019, 9:10 am
Norberg shared that 2018 was “record breaking for awards and tips. [read post]
6 Jul 2017, 12:09 pm
Norberg explained the SEC’s long-standing position that internal reporting is protected under the provision. [read post]
27 Jul 2020, 5:57 am
Norberg shared that so far, the SEC has investigated at least 5 COVID-19-related fraud actions. [read post]
