Search for: "Officer Oxley" Results 61 - 80 of 1,090
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29 Jun 2010, 11:22 am
This means that investors get the protection of company officers signing off on their financial statements plus a check on the internal accounting controls of public companies. [read post]
21 Jul 2011, 1:39 pm by Glenn Reynolds
. “The Congress that passed Sarbanes-Oxley concluded that the only way to ensure transparency in corporate numbers was to require corporate officers to certify that their numbers were correct. [read post]
27 Jul 2007, 9:29 pm
Stephen Bainbridge, the author of "The Complete Guide to Sarbanes-Oxley", argues that "nothing the SEC has done or plans to do will change the existing incentive-structure for officers and directors. [read post]
14 Oct 2006, 9:47 pm
"We could tell in our work levels it was increasing post-Sarbanes-Oxley," say Lorraine Hack, executive director of Russell Reynolds Associates' financial officers practice.Tougher oversight prompts turnover among CFOs [read post]
20 Oct 2006, 1:31 pm
"We could tell in our work levels it was increasing post-Sarbanes-Oxley," say Lorraine Hack, executive director of Russell Reynolds Associates' financial officers practice. [read post]
13 Mar 2014, 11:06 am by John Stigi
Mar. 4, 2014), the Supreme Court of the United States, in a 6-3 decision reversing the United States Court of Appeals for the First Circuit, held that the whistleblower protection provision in Section 806 of Sarbanes-Oxley Act of 2002, 18 U.S.C. [read post]
11 Apr 2011, 7:51 am by Epstein Becker & Green, P.C.
Department of Labor ("DOL") Administrative Review Board ("ARB") determined that protected activity under the Sarbanes-Oxley Act of 2002 ("SOX") does not require a showing of fraud against shareholders. [read post]
26 Apr 2011, 8:53 am by William McGrath
The 113-page Study, which was mandated by Section 989G(b) of the Dodd-Frank Act, was prepared by the Staff of the Office of the Chief Accountant of the SEC. [read post]
2 Sep 2008, 3:03 pm
The department is in charge of enforcing the Sarbanes-Oxley Act's whistleblower protection for employees who report alleged wrongdoings that occur publicly traded companies. [read post]
24 Aug 2011, 5:46 pm by Jay Eng
On July 30, 2002, Congress enacted the Sarbanes-Oxley Act (“SOX”), as part of a comprehensive effort to address corporate misconduct and fraud. [read post]
The SEC’s approach has the potential to broaden practical exposure to liability for corporate officers who sign financial statements and certifications required under Section 302 of the Sarbanes-Oxley Act (“SOX”). [read post]
4 Apr 2007, 11:17 pm
Under the Sarbanes-Oxley Act, PCAOB audit standards must first be approved by the SEC and cannot take effect without a vote of the Commission. [read post]
15 May 2013, 9:00 am by Jason M. Knott
Tomorrow, the Court will consider whether to accept an appeal by Jonathan Zang and Jackie Lawson in a case that has significant implications for the Sarbanes-Oxley whistleblower protection provision, 18 U.S.C. [read post]
30 Dec 2009, 9:26 am by The LBN Team
Under Sarbanes Oxley regulations, CEOs and CFOs of publicly traded companies in the United States can now be held criminally liable for the accuracy of financial information, yet these officers usually have little control or knowledge of how this information is gathered and analyzed. [read post]
30 Nov 2011, 5:00 am by J Robert Brown Jr.
Justice Department officials have attributed the recent enforcement push, in part, to the 2002 Sarbanes-Oxley Act, which requires corporate officers to certify the accuracy of their financial statements. [read post]
15 Oct 2008, 9:58 am
 The constitutionality of the novel administrative structure Sarbanes-Oxley created is now being challenged. [read post]
12 Mar 2014, 12:37 pm by John Stigi
Mar. 4, 2014), the Supreme Court of the United States, in a 6-3 decision reversing the United States Court of Appeals for the First Circuit, held that the whistleblower protection provision in Section 806 of Sarbanes-Oxley Act of 2002, 18 U.S.C. [read post]
18 Nov 2011, 6:01 am
Jenkins, the former chief executive officer and chairman of CSK Auto Corporation, for violating the Sarbanes-Oxley Act ("SOX"). [read post]
30 Jun 2008, 8:00 am
Sarbanes-Oxley, useful but criticized for being a bit overdone and in need of tweaking, inches toward its 6th birthday on July 30. [read post]