Search for: "Ontario Securities Commission"
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19 Oct 2009, 11:59 am
On October 16th, the Ontario Securities Commission (OSC) granted relief on an application by CMC Markets U.K. and its Canadian affiliate allowing CMC Canada to distribute contracts for difference and foreign exchange contracts (collectively, CFDs) to Ontario investors without having to file a prospectus. [read post]
12 Jul 2019, 2:05 pm
The SEC appreciates the assistance of the Financial Industry Regulatory Authority, the Alberta Securities Commission, the Cyprus Securities and Exchange Commission, the Financial Conduct Authority of the United Kingdom, the Monetary Authority of Singapore, the Ontario Securities Commission, the Securities and Commodities Authority of the United Arab Emirates, the Securities and Futures Commission of Hong… [read post]
23 Jul 2010, 12:20 pm
The Ontario Securities Commission (OSC) today published a revised version of OSC Staff Notice 21-703 - Transparency of the Operations of Stock Exchanges and Alternative Trading Systems. [read post]
7 Sep 2011, 8:18 am
The Globe and Mail report on a paper published by former Ontario Securities Commission chief Edward Waitzer (now at Osgoode Hall Law School) and his colleague... [read post]
22 May 2012, 12:43 pm
The Ontario Securities Commission on Tuesday filed charges against Sino-Forest, a Chinese company that once traded in Toronto, and five of its former executives, saying that the company had overstated its timber resources and misled investigators. [read post]
19 Sep 2013, 10:39 am
Securities and Exchange Commission. [read post]
9 Jun 2015, 1:48 pm
Finally, the Ontario Securities Commission is attempting to identify opportunities for regulatory action in order to better assist seniors who face complex investment choices.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
8 May 2012, 8:31 am
On May 4, the Ontario Securities Commission released a statement regarding a meeting held in Toronto earlier this month and attended by various international regulatory agencies regarding the regulation of OTC derivatives. [read post]
9 Dec 2011, 12:49 pm
The Ontario Securities Commission today issued a notice approving Alpha Group's application to become a recognized exchange. [read post]
2 Aug 2016, 4:32 am
The Ontario Securities Commission (OSC) recently published its Statement of Priorities for the Financial Year to End March 31, 2017 (the Statement). [read post]
14 Aug 2009, 12:26 pm
The Ontario Securities Commission has approved amendments to TSX Rule 4-403 of the Toronto Stock Exchange Rule Book and Policies. [read post]
6 Jul 2012, 11:39 am
On June 28, 2012, the Ontario Securities Commission (“OSC”) issued a notice to the effect that when OSC staff recommends that the Director refuse, amend, or suspend an individual either already registered or seeking registration under the Securities Act (Ontario) (the “Act”), or when OSC staff recommends imposing terms and conditions on an individual’s registration, the staff will send a letter providing written notice of its… [read post]
30 Oct 2009, 12:32 pm
The Ontario Securities Commission has now approved amendments filed by CDS Clearing and Depository Services regarding the additional collateral requirements for participants of the New York Link service. [read post]
18 Nov 2011, 1:20 pm
The Ontario Securities Commission announced today that it has entered into a Memorandum of Understanding with the U.S. [read post]
20 Nov 2009, 8:13 am
Specifically, applicants and appellants would be required to provide notice to the Ontario Securities Commission of various court dates, each party would have to provide the OSC with copies of relevant facta and the OSC would gain the authority to intervene in appeals respecting leave or in an appeal of a decision respecting liability. [read post]
20 May 2010, 11:50 am
Among other things, the Bill amends section 83 of the Securities Act to once again allow the Ontario Securities Commission (OSC) to publish a list of reporting issuers who are in default of any requirement of the Act or the regulations. [read post]
13 Sep 2010, 8:12 pm
This means that the limited partnership has to register with the Ontario Securities Commission. [read post]
13 Feb 2012, 2:08 am
Estates Associates Inc. v. 1645112 Ontario Ltd. [read post]
26 Aug 2011, 10:23 am
Staff of the Ontario Securities Commission today released a notice setting out their views on the application of prospectus requirements and product regulation in connection with cross-listings by foreign exchange-traded mutual funds. [read post]
7 Sep 2010, 8:10 am
The Ontario Securities Commission (OSC) put out a call last week for new applications for membership on its Continuous Disclosure Advisory Committee (CDAC). [read post]
