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16 Aug 2023, 10:52 am by Kevin LaCroix
With the passage of the Securities Enforcement Remedies and Penny Stock Reform Act of 1990, Congress first authorized the SEC to seek civil monetary penalties in administrative proceedings, but only as to “regulated” entities, i.e., entities that were regulated by the SEC. [read post]
2 Aug 2023, 6:57 pm
Links to the discussion of the book:Part 1: Preface Part 2: Chapter 1 (Minds, Moons and Cognition)Part 3: Chapter 2 (Fluidity and Flow)Part 4: Chapter 3    4. [read post]
29 Jul 2023, 2:17 am by InhouseBlog
The negotiated terms of the engagement letter typically include: (1) whether the investment bank will be paid a cash retainer, how much, and whether it is paid over time during the engagement or in a lump sum upon signing; (2) the amount and structure of the “success fee” payable to the investment bank upon closing of an M&A sale transaction (often calculated using a graduated scale consisting of fees consisting of different percentages of the total purchase price amount… [read post]
26 Jul 2023, 9:01 pm by renholding
The rule makes extensions difficult beyond the initial thirty days.[16] The release dismisses other potential conflicts between the SEC’s new 8-K regime and other state and federal laws by assuming SEC rules take precedence. [read post]
19 Jul 2023, 9:05 pm by renholding
It defines Scope 3 emissions as “indirect upstream and downstream greenhouse gas emissions, other than scope 2 emissions, from sources that the reporting entity does not own or directly control and may include, but are not limited to, purchased goods and services, business travel, employee commutes, and processing and use of sold products. [read post]
9 Jul 2023, 9:02 pm by Barry Winograd
Arbitration was denied in the district court based on the different agreements at issue, one being the company’s and the other, a subsequent agreement, being a marketing entity’s. [read post]
27 Jun 2023, 4:00 am by Amy Salyzyn
Money will predictably flow to the least regulated entity. [read post]
19 Jun 2023, 5:26 am by centerforartlaw
On the other hand, countries are fighting to get their cultural property back to promote their own states’ national identities.[1] The disputed ownership of artifacts in western museums is a well-known global issue. [read post]
9 Jun 2023, 1:26 pm by Jessica Engler
A “social media platform” is a public or semipublic internet-based service or application with Louisiana users that connects users for social interaction and allows users to do all of the following: (1) construct a profile for signing in and using the service; (2) create a list of other users that the user has a social or virtual connection, including subscribing to content related to other users; and (3) create content viewable to others. [read post]
9 Jun 2023, 7:30 am by Guest Blogger
  That does not dilute David’s main point about the effects of judicial intervention, but it does tell us something about the extent to which we can rely on courts to strike the balance that David sees as the objective of federal actors generally. [read post]
2 Jun 2023, 4:00 am by Jim Sedor
Judge Richard Sueyoshi determined the law, which went into effect in January, does not violate either the state or federal constitutions. [read post]
30 May 2023, 9:01 pm by renholding
In 2020, the district court rejected Halkbank’s immunity arguments three times over, holding that: (1) the FSIA does not apply to criminal cases; (2) even if the FSIA applied, Halkbank was not immune under the exceptions to immunity within the FSIA; and (3) regardless, Halkbank was not entitled to immunity under the common law. [read post]
23 May 2023, 5:16 am by Bruce D. Brown, Gabe Rottman
After federal officials targeted New York Times reporter Earl Caldwell for his coverage of the Black Panthers, broad outcry among the press and public took then-Attorney General John Mitchell by surprise. [read post]