Search for: "Oxley v. Oxley" Results 61 - 80 of 1,106
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18 May 2023, 9:05 pm by renholding
REFERENCES Chhaochharia, V., Grinstein, Y., Grullon, G., Michealy, R., 2017. [read post]
Commenting on another, and similarly broadly worded, Sarbanes-Oxley section, section 519, Justice Kagan wrote in her dissent in Yates v. [read post]
28 Mar 2023, 5:00 am by Unknown
The whistleblower claimed that he was terminated in retaliation for his concerns about "creative accounting" and brought this action under the Sarbanes-Oxley whistleblower protection provision. [read post]
3 Mar 2023, 6:30 am
Levin, The Activist Investor, on Wednesday, March 1, 2023 Tags: ESG, investors, Proxy advisors, Proxy contests, Shareholder voting, Universal Proxy The Venture Corporation Posted by Gad Weiss (Columbia Law School), on Thursday, March 2, 2023 Tags: Corporate governance, Delaware law, Market Indexes, Startups, V-corps, VCs 2023 – The year of the risk-centric agenda Posted by Krista Parsons, Maureen Bujno and Kimia Clemente, Deloitte LLP, on Thursday, March 2, 2023 Tags: Board… [read post]
3 Mar 2023, 6:30 am
Levin, The Activist Investor, on Wednesday, March 1, 2023 Tags: ESG, investors, Proxy advisors, Proxy contests, Shareholder voting, Universal Proxy The Venture Corporation Posted by Gad Weiss (Columbia Law School), on Thursday, March 2, 2023 Tags: Corporate governance, Delaware law, Market Indexes, Startups, V-corps, VCs 2023 – The year of the risk-centric agenda Posted by Krista Parsons, Maureen Bujno and Kimia Clemente, Deloitte LLP, on Thursday, March 2, 2023 Tags: Board… [read post]
6 Feb 2023, 1:37 pm by Guest Author
In my forthcoming article, I discuss Sarbanes-Oxley Section 404 and the administrative legacy its implementation history has had on the SEC. [read post]
24 Jan 2023, 5:00 am by Unknown
” But the whistleblower’s cert petition argues that Sarbanes-Oxley shifts the burden to the employer to prove a lack of retaliatory intent as an affirmative defense (Murray v. [read post]
4 Jan 2023, 6:09 am by Unknown
Circuit agreed with the DOL Administrative Review Board that Section 806 does not have extraterritorial application and the facts of the case did not give rise to a domestic application of SOX (Garvey v. [read post]
3 Jan 2023, 1:47 pm by Kevin LaCroix
The directors’ and officers’ liability environment is always changing, but 2022 was a particularly eventful year, with important consequences for the D&O insurance marketplace. [read post]
23 Dec 2022, 6:30 am
Securities and Exchange Commission, on Friday, December 16, 2022 Tags: China, CSRC, HFCAA, PCAOB, Sarbanes–Oxley Act, SEC enforcement The Coming Wave of “Natural Capital” and Biodiversity Shareholder Activism and Stewardship Pressure on Boards Posted by Sabastian V. [read post]