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12 Aug 2011, 6:00 am by Mark J. Astarita, Esq.
According to a short piece from Reuters his morning, the SEC has asked rating agency Standard & Poor's (S&P) to disclose which employees knew of its decision to downgrade U.S. debt before it was announced last week, the Financial Times said, citing people familiar with the matter. [read post]
9 Aug 2011, 5:40 am by Glenn Reynolds
RICHARD EPSTEIN: Four Reasons S&P Got It Right. “The clear lesson to the S&P analysts is that entitlement spending remains on autopilot.” [read post]
14 Jul 2014, 8:12 am by admin
En esta ocasión, sin embargo, el punto de partida del estudio es el potencial que tiene la nueva figura del interés legítimo en el juicio de amparo para evaluar políticas públicas del Estado. [read post]
11 Feb 2013, 7:00 am by Editorial Board
On February 5, two Standard & Poor’s entities filed a declaratory judgment action in the Southern District of South Carolina seeking to bar the South Carolina Attorney General from suing S&P under South Carolina’s Unfair Trade Practices Act in connection with S&Ps ratings of RMBS and CDOs. [read post]
24 May 2012, 7:41 am by CorporateAcquisitions MergerLawBlogger
Hot on the heels of H-P's announcement of layoffs comes news that the former CEO of Autonomy, Mike Lynch, will be leaving H-P. [read post]
28 Jul 2014, 11:54 am by Editorial Board
On July 23, S&Ps parent company, McGraw Hill Financial Inc., disclosed that it received a Wells notice indicating that the SEC’s enforcement staff had made a preliminary determination to recommend that the SEC institute an enforcement action against S&P alleging violation of federal securities laws with respect to S&Ps ratings of six commercial MBS transactions in 2011 and public… [read post]
3 Nov 2014, 12:16 pm
In the S&P case, the shareholders, an individual and a retirement fund, sought access to S&P's books and records. [read post]
19 Jul 2020, 7:10 pm by Kelly
It’s my annual Taxes from A to Z series! [read post]
25 Apr 2023, 3:30 am by Meredith Ervine
Back in 2017, S&P announced that it would not add any new companies with “multi share class structures” to the S&P Composite 1500 Index and its component indices, including the S&P 500, the S&P MidCap 400 and the S&P SmallCap 600. [read post]
12 Oct 2023, 1:15 am by Emily J. Wyatt
The post R-E-S-P-E-C-T: Find Out What It Means To…Your Estate Plan appeared first on The Mendel Law Firm, L.P.. [read post]
14 Nov 2022, 1:20 pm by Mark Astarita
The Securities and Exchange Commission today charged S&P Global Ratings, a nationally recognized statistical rating organization (NRSRO) registered with the Commission, with violating conflict of interest rules designed to prevent sales and marketing…Read the Full Press ReleaseHave a securities law question? [read post]
24 Apr 2008, 5:30 am
SEC proposes revisions to Regulation S-P and expansion of customer privacy requirementsThompson Hine LLP"On March 4, 2008, the Securities and Exchange Commission (SEC) announced proposed changes to Regulation S-P ("Reg S-P"), the regulation governing the privacy and protection of customer information. [read post]
19 Dec 2011, 10:17 am by Staff
The victim’s vehicle appeared to have been speeding and may have cut off Mr. [read post]
22 Sep 2011, 5:31 am by CorporateAcquisitions MergerLawBlogger
The article highlights the almost complete lack of attention the full board of H-P gave to the job of... [read post]