Search for: "PFS LLC"
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12 Apr 2019, 8:25 am
Insurance Agency Peter Gomez NYLife Securities LLC New York Life Insurance Co Harris, Dionna Vanguard Marketing Corporation Henry, Omar Cetera Advisors LLC JP Morgan Securities LLC King, Erin Wells Fargo Clearing Services, LLC Wells Fargo Bank Lin, Linda Lossing, Christopher LPL Financial LLC Edward Jones McNeill, Randolph Buckman,… [read post]
8 Feb 2019, 12:27 pm
(CRD #14869), also of Rockville, AXA Advisors, LLC (CRD #6627) of New York, NY, and PFS INVESTMENTS INC. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin,… [read post]
18 Dec 2018, 11:08 am
Pace & Co, Inc Damian Serret PFS Investments Inc James Ward Northwestern Mutual Investment Services, LLC Stephen Yaworsky Raymond James Financial Services, Inc Bancwest Investment Services, Inc. [read post]
18 Dec 2018, 11:03 am
NYLIfe Securities LLC Christopher Simonds Edward Jones Kimberly Sredich Dudley Stephens Coastal Equilites, Inc Prospera Financial Services, Inc Divanna Tejeda JP Morgan Securities LLC Chase Investment Services Corp Derrick Trussell PFS Investments Inc. [read post]
2 Oct 2018, 5:40 am
Damian Serret PFS Investments Inc Primerica Financial Services Charles Suhar The Huntington Investment Company LPL Financial LLC Zachary Swords Farmers Financial Solutions, LLC Bryce Vance Farmers Financial Solutions, LLC Stephen Yaworsky Raymond James Financial Services, Inc. [read post]
28 Aug 2018, 8:48 am
Here, if the court adopted the defendant’s interpretation pf the laws, the UIM statute would not be given any effect. [read post]
1 Aug 2018, 6:29 am
PF Fitness-Midland, LLC, (MI App., July 26, 2018), a Michigan appellate court in a case on remand from the Michigan Supreme Court held that the gym Planet Fitness violated provisions of the Michigan Consumer Protection Act when it failed to inform plaintiff that it had a policy of allowing members to use whichever locker room and rest room corresponds to the gender with which that person self-identifies. [read post]
28 Jun 2018, 11:49 am
L.P., Cherokee Investment Partners LLC, Ecosystem Investment Partners LLC, Elm Partners Management LLC, HEP Management Corp., Prescott General Partners LLC, RLJ Equity Partners LLC, Rose Park Advisors LLC, and Veteri Place Corp. [read post]
28 Jun 2018, 11:49 am
L.P., Cherokee Investment Partners LLC, Ecosystem Investment Partners LLC, Elm Partners Management LLC, HEP Management Corp., Prescott General Partners LLC, RLJ Equity Partners LLC, Rose Park Advisors LLC, and Veteri Place Corp. [read post]
4 Jun 2018, 6:00 am
Prescott General Partners LLC RLJ Equity Partners LLC Rose Park Advisors LLC Veteri Place Corp. [read post]
15 May 2018, 12:45 pm
” We Can Help At Colianni Law Offices, LLC, we recognize that sexual harassment is completely unacceptable under any conditions. [read post]
14 May 2018, 1:51 pm
Supreme Court decides these issues of critical important to ESA jurisprudence, namely how to interpret the critical habitat provisions of the ESA and how much deference to give to the Service’s interpretation of those provisions. [1] Markle Interests, LLC, P&F Lumber Company 2000, LLC, and PF Monroe Properties, LLC, were plaintiffs-appellants below, but in the U.S. [read post]
8 May 2018, 8:53 am
Michael Alan Sadouskas Allstate Financial Services, LLC John Joseph Silvernale HD Vest Investment Services Casey Tyler Thompson Allstate Financial Services, LLC Northwestern Mutual Investment Services, LLC Sara Wilhite PFS Investments Inc. [read post]
28 Apr 2018, 11:32 pm
Appearance of #earmarking Private foundations – Be careful of #earmarking funds to named government officials – indirect self-dealing Private foundations – expenditure responsibility grants – PF required to investigate potential problems or misuses of ER grant funds (i.e., “diversions”) and take appropriate action. [read post]
13 Apr 2018, 4:15 am
PF Fitness- Midland, LLC, (MI Sup. [read post]
6 Mar 2018, 8:02 am
Sara Wilhite PFS Investments Inc. [read post]
15 Jan 2018, 1:24 pm
Let Us Help At Mirabella, Kincaid, Frederick & Mirabella, LLC, our attorneys know that sexual harassment is unacceptable in any environment. [read post]
13 May 2017, 8:36 am
Our firm is investigating claims made by The Financial Industry Regulatory Authority (FINRA) against broker Michael Babyak (Babyak), formerly associated with brokerage firms LPL Financial LLC (LPL) and Leigh Baldwin & Co., LLC (Leigh Baldwin). [read post]
11 Apr 2017, 3:01 pm
(Pix © Larry Catá Backer 2016) I will be teaching a course on Corporate Social Responsibility. [read post]
