Search for: "PRUDENTIAL FINANCIAL"
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8 Mar 2024, 8:39 am
The report welcomes the proposals by the Financial Conduct Authority (FCA) and the Prudential Regulatory Authority to strengthen their non-financial misconduct rules and enhance their ability to act against individuals in sexual harassment cases. [read post]
27 Feb 2024, 3:35 am
One of the tools introduced by Financial Services Markets Act 2023 (FSMA 2023) is new section 138BA of the Financial Services and Markets Act 2000 (FSMA), which provides a power for HM Treasury to make regulations to grant the financial services regulators the ability to disapply or modify rules made by the regulators under FSMA. [read post]
26 Feb 2024, 10:00 pm
Basel III endgame proposed rules will, if passed, modify large bank capital requirements to effectively cover underlying risks and increase the measurement of credit, market, operational, and financial derivative risk at banking institutions. [read post]
22 Feb 2024, 10:22 am
On 22 February 2024, the Prudential Regulation Authority (PRA) published Policy Statement PS4/24, which provides feedback to responses to Consultation Paper CP11/23 on its proposed approach to reviewing its rules. [read post]
22 Feb 2024, 8:08 am
On 30 January 2024, the Bank of England (the Bank) and Prudential Regulation Authority (PRA) published Policy Statement PS1/24 which sets out a revised approach to enforcement for both PRA firms and financial market infrastructure firms. [read post]
15 Feb 2024, 9:08 pm
AUSTRAC also co-hosted a Pacific Financial Intelligence Community meeting and provided the Cook Islands Financial Intelligence Unit with a new TAIPAN data analytics system. [read post]
15 Feb 2024, 9:01 pm
The challenges to financial stability that AI may pose in the future will require new thinking on system-wide or macro-prudential policy interventions. [read post]
14 Feb 2024, 2:49 am
On 12 February 2024, the European Banking Authority (EBA) published a follow up to its 2021 peer review report on the joint European Supervisory Authorities’ (ESAs) guidelines on the prudential assessment of the acquisition of qualifying holdings. [read post]
8 Feb 2024, 3:30 am
After graduating from Rutgers University, I worked as an account manager in group insurance at Prudential Financial for 9 years. [read post]
1 Feb 2024, 11:42 am
It standardises the requirements for the settlement of financial instruments and the rules on the organisation and conduct of CSDs. [read post]
31 Jan 2024, 11:33 am
The 2023 Decree contains changes to legislation relevant to the Dutch financial markets, including, but not limited to the Decree on Conduct of Business Supervision of Financial Undertakings AFS (Besluit Gedragstoezicht financiële ondernemingen Wft, BGfo) and the Decree on Prudential Rules for Financial Undertakings AFS (Besluit prudentiële regels Wft, Bpr). [read post]
31 Jan 2024, 9:31 am
On 31 January 2024, the Prudential Regulation Authority (PRA) published Consultation Paper CP3/24 setting out its proposal for a new statement of policy (SoP) that will outline the PRA’s approach to the granting of rule permissions made under Section 138BA of the Financial Services and Markets Act (FSMA) 2023. [read post]
26 Jan 2024, 3:44 am
Solvent Exit Planning: Implications of the PRA proposals in CP2/24 On January 23, 2024, the Prudential Regulation Authority (PRA) published a consultation paper (CP) (CP2/24) outlining its proposals for PRA-regulated insurers to prepare for an orderly ‘solvent exit’ as part of business-as-usual (BAU) activities, and to be able to execute such a solvent exit, if needed. [read post]
25 Jan 2024, 3:07 am
The witnesses giving evidence included a panel of regulators, comprised of Nikhil Rathi (Chief Executive of the Financial Conduct Authority (FCA)), Sarah Pritchard (Executive Director for Markets and International at the FCA), Vicky Saporta (Executive Director of Prudential Policy at the Prudential Regulation Authority (PRA)) and Sam Woods (Chief Executive of the PRA). [read post]
25 Jan 2024, 3:01 am
On 24 January 2024, the Bank of England (BoE) published a letter from its Governor, Andrew Bailey to the Chancellor of the Exchequer, Jeremy Hunt, responding to the remit for the Prudential Regulation Committee (PRC). [read post]
18 Jan 2024, 10:26 am
This includes emotional, financial assistance, and any other necessary support during this difficult time. [read post]
18 Jan 2024, 4:12 am
These commit the EBA to evaluate the prudential treatment of several items under the NSFR framework: derivative contracts, securities financing transactions and unsecured transactions with a residual maturity of less than six months with financial customers and holding of securities to hedge derivative contracts. [read post]
11 Jan 2024, 8:59 am
Financial resilience. [read post]
11 Jan 2024, 8:57 am
Financial resilience. [read post]
11 Jan 2024, 8:52 am
On 11 January 2024, the Prudential Regulation Authority (PRA) published Consultation Paper CP1/24 on the Financial Services Compensation Scheme (FSCS) Management Expenses Levy Limit (MELL) for 2024/25. [read post]
