Search for: "Peirce"
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24 Aug 2023, 5:47 am
Commissioners Peirce and Uyeda both dissented, with both noting that there was no showing that imposing FINRA membership would be an advantage over the way things are done now, or in another alternative and less-burdensome way. [read post]
22 Aug 2023, 6:30 am
Peirce and Mark T. [read post]
22 Aug 2023, 6:30 am
Peirce and Mark T. [read post]
21 Aug 2023, 3:39 am
Commissioners Peirce and Uyeda dissented, stating that the Commission "once again uses an enforcement action as a substitute for notice and comment rulemaking. [read post]
12 Aug 2023, 1:47 pm
To my great delight, I was asked to review Jan Broekman's brilliant new work, Knowledge in Change: The Semiotics of Cognition and Conversation (Springer Nature, 2023). [read post]
6 Aug 2023, 9:01 pm
On July 12, 2023, the Securities and Exchange Commission (the “SEC”) voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt certain amendments to rules and forms under the Investment Company Act of 1940 (the “Investment Company Act”) intended to improve the resilience and transparency of money market funds (“MMFs”). [read post]
2 Aug 2023, 6:57 pm
To my great delight, I was asked to review Jan Broekman's brilliant new work, Knowledge in Change: The Semiotics of Cognition and Conversation (Springer Nature, 2023). [read post]
2 Aug 2023, 11:37 am
[3] https://www.sec.gov/news/statement/peirce-statement-activision-blizzard-020323. [read post]
28 Jul 2023, 6:30 am
Peirce, U.S. [read post]
28 Jul 2023, 6:30 am
Peirce, U.S. [read post]
27 Jul 2023, 9:11 am
Peirce asked 10 questions about costs, compliance period, and other areas. [read post]
27 Jul 2023, 6:31 am
Peirce, U.S. [read post]
27 Jul 2023, 6:31 am
Peirce, U.S. [read post]
26 Jul 2023, 9:01 pm
Thank you, Chair Gensler. [read post]
21 Jul 2023, 3:30 am
While this proposal may not have received as many comments as the seemingly record-breaking climate proposal, commenters — and Commissioner Peirce — voiced several concerns about certain aspects of the cybersecurity proposal that I’m sure the Corp Fin Staff has been spending this time carefully considering. [read post]
13 Jul 2023, 5:22 am
Peirce also asked about time allowed for compliance and why the SEC was not reopening comment on a Treasury clearing proposal.Commissioner Mark Uyeda said the compiled data provided a “valuable starting point for the comment process” particularly relating to the $250 million threshold.This is Release No. 34-97877. [read post]
27 Jun 2023, 9:01 pm
Thank you, Christina [Maguire], for that introduction and congratulations on becoming President and CEO of the Society [for Corporate Governance] (the “Society”) this past January. [read post]
12 Jun 2023, 4:50 am
Commissioner Peirce said that the final rule did not address any of the concerns she raised about the proposed version. [read post]
8 Jun 2023, 3:30 am
While all the Commissioners supported the rule, they acknowledged it wasn’t perfect – and in her statement, Commissioner Peirce raised three questions that seem worth considering: – One commenter suggested that the Commission’s proposed use of a structural credit risk model for determining eligibility for the exception under Rule 101(c)(2)(i) was unnecessarily complex and suggested using a simpler alternative, such as whether the securities are offered pursuant to… [read post]
5 Jun 2023, 9:01 pm
On May 3, 2023, the Securities and Exchange Commission (the “SEC”) adopted rules to require more detailed qualitative and quantitative disclosure from reporting issuers regarding their share repurchases. [read post]
