Search for: "Peter Gould"
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25 Jul 2012, 10:04 am
Underwood Chair in Law, Vanderbilt University Law School - Peter B. [read post]
24 Jul 2012, 10:27 am
Written by: Jay Gould and Peter Chess In a July 10, 2012, no-action letter[1], available here, issued by a Division of the U.S. [read post]
18 Jun 2012, 3:24 am
Gould, David F. [read post]
14 Jun 2012, 11:00 am
Written by: Jay Gould and Peter Chess On July 1, 2010, the Securities and Exchange Commission (the “SEC”) adopted Rule 206(4)-5 under the Investment Advisers Act of 1940, as amended, which prohibited an investment adviser from providing advisory services for compensation to a government client for two years after the advisers or certain of its executives or employees make a contribution to certain elected officials or candidates. [read post]
12 Jun 2012, 3:45 pm
Written by: Jay Gould and Peter Chess The Financial Industry Regulatory Authority (“FINRA”) released new guidance last month regarding new FINRA Rule 2111 (the “Suitability Rule”), which requires a broker-dealer to have a reasonable basis to believe that a recommended transaction or investment strategy involving a security or securities is suitable for the customer, based on the information obtained through reasonable diligence by the broker-dealer. [read post]
1 Jun 2012, 7:02 am
North American Indian Law: A Basic Bibliography (PDF) Patrick S. [read post]
1 Jun 2012, 7:02 am
North American Indian Law: A Basic Bibliography (PDF) Patrick S. [read post]
8 May 2012, 10:55 am
Gould, Michael Wu and Peter Chess Note: Pillsbury and KPMG, along with the California Hedge Fund Association, will be sponsoring a “Managers Only” event on the JOBS Act and the new world of “general solicitation” for Funds on June 14. [read post]
7 May 2012, 10:25 am
Chase College of Law Library San Diego County (CA) Public Law Library Santa Clara University (Heafey Law Library) Seton Hall University School of Law (Peter W. [read post]
7 May 2012, 10:25 am
Chase College of Law LibrarySan Diego County (CA) Public Law LibrarySanta Clara University (Heafey Law Library)Seton Hall University School of Law (Peter W. [read post]
24 Apr 2012, 12:02 pm
Gould and Peter Chess On April 18, 2012, the Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) voted to adopt rules defining “swap dealer,” “security-based swap dealer,” “major swap participant,” and “major security-based swap participant,” among other terms, as mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank… [read post]
13 Apr 2012, 3:35 pm
Gould and Peter Chess On April 5, 2012, the Jumpstart Our Business Startups Act (the “JOBS Act” or the “Act”) was signed into law, creating a new regulatory on-ramp for emerging growth companies going public. [read post]
31 Mar 2012, 5:41 pm
” The witness statement of DCS Iain Goulding was taken as read. [read post]
19 Mar 2012, 7:30 am
Georgia: “Georgia last in public corruption laws” by Chris Joyner and Aaron Gould Sheinin in The Atlanta Journal-Constitution. [read post]
14 Mar 2012, 10:28 am
Written by Jay Gould, Michael Wu and Peter Chess The Commodity Futures Trading Commission (the “CFTC”) recently amended its registration rules regarding Commodity Pool Operators (“CPOs”) and Commodity Trading Advisors (“CTAs”), which will require many general partners and managers of private investment funds that previously relied on an exemption from registration to now register with the CFTC. [read post]
14 Mar 2012, 7:57 am
Many in IT Say No - bit.ly/wXQuhj (Roy Harris) Don’t Pin Your Legal Marketing Hopes on Pinterest Just Yet – bit.ly/zOlwgX (Gina Rubel) Federal CTO Park Brings Startup Mentality - bit.ly/wdFD57 (Evan Koblentz) Federal Summit Report: How Government Agencies Think about E-Discovery in the Cloud – bit.ly/ze3mmN (Russ Gould) Govt. [read post]
12 Mar 2012, 8:13 am
In December 1833, the American Monthly Review commented on a newly published book by Joseph Story. [read post]
29 Feb 2012, 5:54 am
– bit.ly/A0LSpr (Jennifer Connelly) Courts Tackle Spyware Interceptions - bit.ly/AbezOp (Peter Crusco) Criminal Law Catches Up: New ESI Guidelines Issued – bit.ly/yVpQvH (Shira Scheindlin, Jeffrey Rabkin) Data Preservation is Critical in Trade Secrets Cases | Littler - bit.ly/zpf7Gm (Douglas Wickham) E-Discovery: Avoiding eDiscovery Offenses in State Courts - bit.ly/xXmfK9 (Matthew Prewitt) eDiscovery Court Pilot Programs: eDiscovery… [read post]
22 Feb 2012, 4:40 am
(DSi) Leads the Way in Remote Data Collection - bit.ly/ws6Vix (PR Web) DW Legal Strengthens Chicago Presence – Expands Document Review Capabilities - bit.ly/zXZRD7 (Business Wire) Excelerate Discovery Expands Into Baltimore MD – bit.ly/wyOzBA (Press Release) Gartner’s Business Intelligence Magic Quadrant Dominated by Acquisitions, Specialty Vendors – bit.ly/wUzYRX (David Roe) Guidance Software: Federal Summit Report: Defining the Data Visibility Problem… [read post]
7 Feb 2012, 9:11 am
Written by: Jay Gould and Peter Chess 1. [read post]
