Search for: "Pierce v. SEC" Results 61 - 80 of 143
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22 Mar 2016, 7:16 am by John Jascob
The SEC’s ALJ regime has faced a number of constitutional challenges, including appeals pending before the Second, Fourth, and Eleventh Circuits (Pierce v. [read post]
8 Feb 2016, 5:00 am by John Jascob
The Commission will hear Bebo’s administrative appeal later this year (Bebo v. [read post]
25 Nov 2015, 2:04 pm by Ronald Mann
In an unusual twist, though, Merrill Lynch, Pierce, Fenner, & Smith, Inc. v. [read post]
11 Aug 2015, 5:59 am by Mary Jane Wilmoth
And BHP Billton PlcAdministrative Proceeding File No.: 3-16546Case Filed: May 20, 2015Qualifying Judgment/Order: May 20, 2015 6/30/15 9/28/15 2015-59 SEC v. [read post]
21 May 2015, 8:19 am by Maureen Johnston
§ 1592(a)(1)(B) or by piercing the veil of the corporate importer, and had never advanced the court’s theory. [read post]
25 Apr 2015, 4:21 am
Frankly, it's an impressive list of actions, so I've listed them all here:SEC v. [read post]
5 Nov 2014, 3:05 am by Broc Romanek
” Read the blog for more… SEC Sanctions Auditor & Requires Lead Partner Rotation As noted in this blog by Brooks Pierce’s David Smyth, the SEC’s recent administrative action against an independent auditor should give pause to smaller companies. [read post]
23 Jun 2014, 5:52 pm by Colin O'Keefe
Watch your step – Columbus lawyer Sara Hutchins Jodka of Porter Wright on their Employer Law Report New Materials Look to Change What Our Cars are Made Of – Chicago attorney Jason Britt of Foley & Lardner on the firm’s blog, Dashboard Insights Monday Morning Regulatory Review – 6/23/14: Air Passenger Fees; Electric Generating Carbon Emissions; SCOTUS Zenith – Washington, DC lawyer Lee Beck on his blog, the Federal Regulations Advisor The SEC v. [read post]