Search for: "Professional Acceptance LLC"
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15 Nov 2023, 8:55 am
According to a Letter of Acceptance Waiver and Consent on November 6, Fagan reportedly agreed to FINRA’s sanctions. [read post]
15 Nov 2023, 6:26 am
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
15 Nov 2023, 12:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
14 Nov 2023, 9:01 pm
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
13 Nov 2023, 1:01 pm
Athena accepted a $1 million penalty. [read post]
10 Nov 2023, 7:44 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
9 Nov 2023, 12:55 pm
In 2017, Workspace was sued in an action brought against the company by 106 Spring Street LLC. [read post]
8 Nov 2023, 9:24 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
7 Nov 2023, 11:13 am
[xviii] Failure To Reasonably Evaluate Total Professional Employee Compensation Included in the sustains this year are cases in which GAO took a dim view of agencies’ noncompliance with the requirement to evaluate the total professional employee compensation pursuant to FAR 52.222-46. [read post]
1 Nov 2023, 12:38 pm
For a free consultation with a securities attorney, please call (888) 637-5510.The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
30 Oct 2023, 11:26 am
According to the guidelines set forth by the American Bar Association (ABA), Model Rules of Professional Conduct, a lawyer may accept property in payment for services, such as an ownership interest in an enterprise or a work of art, as long as it does not involve a conflict of interest or a violation of other ethical rules. [read post]
26 Oct 2023, 12:15 pm
TAR has been accepted by the U.S. courts since the seminal 2012 decision in Da Silva Moore v. [read post]
25 Oct 2023, 10:04 pm
For example, an LLC must appoint a registered agent to accept official business documents. [read post]
20 Oct 2023, 2:40 pm
This announcement comes at a time when AI has supercharged the adoption of such tools by investment management professionals. [read post]
17 Oct 2023, 12:39 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
16 Oct 2023, 1:06 pm
The privilege applies to both the information the client gives to the attorney to obtain legal advice and the professional advice the attorney furnishes to the client. [read post]
9 Oct 2023, 9:34 pm
Without professional legal advice, you could end up making a mistake that jeopardizes your LLC before it even gets started. [read post]
5 Oct 2023, 7:26 am
The attorney was to write a demand letter, accept the payment in their bank account, and receive 5% of the proceeds. [read post]
3 Oct 2023, 9:01 pm
In July and August 2023, the SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. [read post]
29 Sep 2023, 6:58 pm
Every case is different, and it can take a trained legal professional to determine your ability to reopen a case and receive additional benefits. [read post]
