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13 Jun 2024, 7:17 am
The SEC’s investigation was conducted by Suzanne C. [read post]
13 Jun 2024, 6:53 am
Similarly, INA Sec. 245 requires that an immigrant visa to be “immediately available” when an I-485 adjustment of status is filed. [read post]
13 Jun 2024, 6:32 am
Here’s the Thursday morning read: What is the US SEC’s in-house court under Supreme Court review? [read post]
13 Jun 2024, 3:30 am
The SEC’s litigation against SolarWinds has gotten a lot of attention — largely due to the high-profile nature of the breach that brought issues to light and the SEC’s decision to individually charge the company’s CISO. [read post]
13 Jun 2024, 3:15 am
As John shared in March, one of the unique aspects of the litigation challenging the SEC’s final climate disclosure rules is that the SEC’s rulemaking was being challenged by both sides of the aisle. [read post]
12 Jun 2024, 9:05 pm
The SEC rules have raised concerns over their impact on price discovery and fraud detection. [read post]
12 Jun 2024, 4:48 pm
Earlier this year, I blogged here about the SEC’s staying of a rule change (previously approved by the SEC) to FINRA’s arbitration rules barring non-attorney representatives (NARs) from representing parties in its forum. [read post]
12 Jun 2024, 2:05 pm
According to the SEC’s…Read the Full Press Release Have a securities law question? [read post]
12 Jun 2024, 12:47 pm
The specific elements are codified in COMAR, Sec. 07.02.07.11 and Sec. 07.02.07.12. [read post]
12 Jun 2024, 6:39 am
Financial Services Mergers: Adhering to strict SEC and FINRA guidelines is essential in financial services. eDiscovery solutions must accommodate these regulatory requirements, including secure data handling and comprehensive audit trails. [read post]
12 Jun 2024, 6:33 am
Most concerning to investors was the company’s flagrant “end run” around the Securities and Exchange Commission (SEC), the federal regulator charged with protecting investor interests and adjudicating proxy disputes. [read post]
12 Jun 2024, 6:33 am
Most concerning to investors was the company’s flagrant “end run” around the Securities and Exchange Commission (SEC), the federal regulator charged with protecting investor interests and adjudicating proxy disputes. [read post]
12 Jun 2024, 6:30 am
Introduction and Note on Data The data on say-on-pay voting and recommendations derives from ISS publications and SEC disclosure with respect to annual meetings of S&P 500 and Russell 3000 companies through May 20, 2024. [read post]
12 Jun 2024, 6:30 am
Introduction and Note on Data The data on say-on-pay voting and recommendations derives from ISS publications and SEC disclosure with respect to annual meetings of S&P 500 and Russell 3000 companies through May 20, 2024. [read post]
11 Jun 2024, 9:15 pm
The SEC also previously posted “How do I” guidance shortly after the voluntary compliance period under the SEC’s Filing Fee Modernization Rule began. [read post]
11 Jun 2024, 9:01 pm
The SEC has nearly 5,000 staff here in Washington and in regional offices across the nation. [read post]
11 Jun 2024, 1:25 pm
” The SEC’s complaint, filed in the U.S. [read post]
11 Jun 2024, 11:01 am
The Securities and Exchange Commission today announced the appointment of Erica Y. [read post]
11 Jun 2024, 8:05 am
The Securities and Exchange Commission today charged Ilit Raz, CEO and founder of the now-shuttered artificial intelligence recruitment startup Joonko, with defrauding investors of at least $21 million by making false and misleading statements about the…Read the Full Press Release Have a securities law question? [read post]
11 Jun 2024, 7:47 am
(Mark Sherman, The Associated Press) As Supreme Court decisions loom, a legal assault is weakening SEC’s power (Chris Prentice & Michelle Price, Reuters) Coming up: On Thursday, June 13 and Friday, June 14, the court expects to issue one or more opinions from the current term. [read post]
