Search for: "SEC v. Current Financial Services, Inc."
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29 Jan 2021, 8:04 am
"Ocasio-Cortez echoed Tlaib’s criticisms tweeting that she would support a hearing by the Financial Services Committee, if necessary. [read post]
4 Jan 2021, 1:26 pm
Regardless of how they are counted, the coronavirus-related securities lawsuits tended to fall into one of three categories: first, the lawsuit filed against companies that experienced coronavirus outbreaks within company facilities (such as cruise ship lines and private prison systems); second, companies that had sought to tout their ability to profit from the coronavirus outbreak (such as vaccine developers, diagnostic testing services, manufacturers of personal protective… [read post]
28 Dec 2020, 7:45 am
The defendants also allegedly distributed billions of XRP in exchange for non-cash consideration, including labor and market-making services (SEC v. [read post]
22 Dec 2020, 9:43 am
Financial Reports. [read post]
12 Nov 2020, 2:18 pm
”[v] This means compliance must be shown not only for plaintiff Jones but also for every offer and every sale in the “offering. [read post]
3 Nov 2020, 9:03 pm
As such they do not have Federal or state inspection, says D’Artagnan’s Quality Assurance Manager Louis V. [read post]
15 Sep 2020, 3:03 pm
Thanks to modern technology, client services have not suffered substantively. [read post]
22 Jul 2020, 3:07 pm
Since the inception of the SEC whistleblower program, whistleblower tips have enabled the SEC to recover more than $2.5 billion in financial remedies, including more than $1.4 billion in disgorgement and prejudgment interest, of which almost $750 million has been returned or is scheduled to be returned to harmed investors. [read post]
13 Jul 2020, 9:36 am
June 22, 2020). [7] See, e.g., FTC, Fiscal Year 2019 Agency Financial Report at 89. [8] Id. [read post]
16 Jun 2020, 2:18 pm
That is the question that John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, examines in the following guest post. [read post]
16 Apr 2020, 4:55 am
Wall Street and crypto veteran Caitlin Long recently announced a plan for Wyoming corporation, Avanti Financial Group Inc., to apply for a bank charter under Wyoming’s special-purpose depository institution law. [read post]
25 Mar 2020, 6:03 pm
Connecticut Ass'n of Schools, Inc.; I expect there'll be a response to it filed, and I'll be glad to blog that as well: [A.] [read post]
23 Mar 2020, 4:21 pm
See, e.g., TW Services, Inc. [read post]
20 Mar 2020, 3:19 pm
In Next Financial Group, Inc. v. [read post]
5 Mar 2020, 1:49 pm
However, the SEC’s Seagal case does offer a few important reminders concerning the SEC’s current cryptocurrency posture. [read post]
8 Feb 2020, 9:58 am
In 2013, Atrium was in financial crisis, stemming from an alleged abuse of power, fraud, and embezzlement by Sohail Siddiqui, M.D., the former manager of THA. [read post]
28 Jan 2020, 9:58 pm
Accordingly, Coix filed the Coix Health, LLC v. [read post]
5 Jan 2020, 2:52 pm
Supreme Court’s March 2018 entry of its opinion in Cyan, Inc. v. [read post]
5 Jan 2020, 2:52 pm
Supreme Court’s March 2018 entry of its opinion in Cyan, Inc. v. [read post]
31 Dec 2019, 8:13 am
Financial Reports. [read post]
