Search for: "SEC v. Davis" Results 61 - 80 of 363
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
26 Jul 2023, 9:01 pm by renholding
The rule makes extensions difficult beyond the initial thirty days.[16] The release dismisses other potential conflicts between the SEC’s new 8-K regime and other state and federal laws by assuming SEC rules take precedence. [read post]
8 Jan 2021, 5:52 am
Securities and Exchange Commission, on Tuesday, January 5, 2021 Tags: Capital formation, Direct listings, Due diligence, Institutional Investors, Investor protection, IPOs, Listing standards, NYSE, Retail investors, SECSEC rulemaking, Securities regulation, Underwriting Say-on-Pay Votes and Compensation Disclosures Posted by Brian V. [read post]
17 Jun 2013, 11:06 am by Alexander J. Davie
Title V does not impose any deadline on the SEC to carry out this rulemaking directive. [read post]
13 Apr 2009, 9:43 am
U.S. 5th Circuit Court of Appeals, April 08, 2009 Davis v. [read post]
31 Jan 2007, 6:54 am
Now the court adopts Restatement (2d) of Torts sec. 385, which imposes liability based on foreseeability.The case is Davis v. [read post]
23 May 2022, 7:07 pm by Guest Author
The Fifth Circuit’s recent decision invalidating tenure protections for SEC Administrative Law Judges (“ALJs”) in Jarkesy v. [read post]
14 May 2014, 6:46 am by Doug Cornelius
Graham Order Granting Motion to Dismiss (.pdf) SEC Complaint SEC v. [read post]
21 Aug 2022, 1:15 pm by Haley Proctor
Professor Davis profiled a similar Order No. 1000 challenge—incidentally, also captioned LSP Transmission Holdings II v. [read post]