Search for: "SEC v. Downe"
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9 Sep 2011, 5:00 am
To the extent the SEC wants to adopt any rule in the governance area, it knows that at least some judges on the DC Circuit are prepared to stretch the law to find a basis to strike it down. [read post]
24 Oct 2019, 2:40 pm
The Telegram TRO Dating back to as early as 2014, the SEC began bringing enforcement actions relating to cryptocurrency, and with its October 11, 2019 filing of SEC v. [read post]
15 Jul 2011, 8:00 am
See Heckler v. [read post]
14 Mar 2007, 3:04 am
The Appellate Division, First Department in Cordero v. [read post]
3 Apr 2012, 1:46 pm
Anyone who has studied securities law has undoubtedly heard of the Supreme Court’s decision in SEC v. [read post]
3 Nov 2023, 11:09 am
On July 19, 2022, in SEC v. [read post]
1 Dec 2011, 5:00 am
See SEC v. [read post]
2 Aug 2020, 12:22 pm
But, weighed down by the inequities in bargaining power between the SEC and its enforcement targets, such a choice is a false one. [read post]
4 Jul 2008, 12:15 pm
See Edmond v. [read post]
5 Jan 2024, 3:30 am
In the seminal decision of SEC v. [read post]
2 Feb 2010, 1:57 pm
The explanatory notes indicated a substantial write-down for selling CDOs backed by non-prime residential mortgages and the terminating related guarantees. [read post]
29 Oct 2015, 7:18 am
In their ongoing court challenge to the rule, regulators from Massachusetts and Montana argued that the SEC’s amendments to Regulation A violate the plain meaning of the Securities Act, overstep the Commission’s delegated authority, and strip investors of valuable state law protections (Lindeen v. [read post]
14 Sep 2011, 10:53 pm
SEC alone the SEC estimates it dedicated over $2.5 million in staff hours to a rule that was struck down. [read post]
25 Jun 2010, 2:50 pm
We've periodically dropped in on the Free Enterprise v. [read post]
30 Aug 2011, 5:00 am
SEC, the DC Circuit case that struck down Rule 14a-11, the shareholder access rule. [read post]
15 May 2007, 6:06 pm
SEC v. [read post]
25 Oct 2019, 3:03 am
For the life of me, I can’t understand why the SEC can’t get its act together to be transparent about when Edgar is down. [read post]
17 Jun 2020, 8:17 am
But Michigan v. [read post]
22 Mar 2010, 7:18 am
The case is Atlanta Oculoplastic Surgery, P.C. v. [read post]
9 Nov 2021, 6:20 am
Grewal cited several actions in which the Commission cracked down on unregistered ICOs using the Howey test established in 1946 and emphasized that the SEC looks to the substance of underlying product rather than how it is labeled.Contrasting Lewis Carroll’s The Hunting of the Snark, Grewal said that just because a statement is repeated doesn’t make it true. [read post]
