Search for: "SECURITIES AND EXCHANGE COMMISSION v. AMERICAN INTERNATIONAL GROUP, INC."
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22 Jun 2010, 12:41 pm
Philip Morris USA (09-978); Altria Group v. [read post]
13 Jun 2013, 7:05 pm
Securities and Exchange Commission 12-1118Issue: Whether, to satisfy the “substantial assistance” requirement of Section 20(e) of the Securities Exchange Act, which authorizes the Securities and Exchange Commission to bring civil aiding-and-abetting claims, the SEC must allege and prove that the defendant’s conduct was a proximate cause of the primary violation. [read post]
24 Jun 2020, 5:01 am
Most famously, in Capital Cities/ABC, Inc. v. [read post]
8 Oct 2014, 9:00 am
Kalamazoo County Road Commission v. [read post]
13 Oct 2008, 12:12 pm
(IP Think Tank) WIPO working group to reconsider rules on appellations of origin (Intellectual Property Watch) Economic downturn hits trade mark filings (Managing Intellectual Property) Global - Patents Dynamic tools for innovation management (Securing Innovation) Dynamic tools for invention review (Securing Innovation) Dynamic tools for publication clearance (Securing Innovation) Dynamic tools for trade secrets (Securing Innovation) Eureka! [read post]
16 Sep 2009, 1:47 pm
(Reading, MA; Sandra Scholten, President) A-Tech Security Inc. [read post]
30 Mar 2007, 1:10 am
Securities and Exchange Commission filed a civil complaint on Wednesday that alleges two former in-house lawyers at Houston-based Enron Corp. violated federal securities laws by misrepresenting and omitting material information from Enron's public securities filings. [read post]
1 Feb 2010, 6:36 am
Streamlining Management and Internal Processes Mr. [read post]
12 Dec 2017, 4:36 pm
Securities and Exchange Commission (SEC) made two key announcements in September of 2017. [read post]
24 Sep 2013, 7:05 pm
Liggett Group, Inc. [read post]
22 Feb 2018, 6:00 am
Curtiss-Wright upheld the “plenary and exclusive power of the President as the sole organ of the federal government in the field of international relations. [read post]
29 Apr 2010, 11:17 am
American Needle, Inc. v. [read post]
15 Apr 2020, 6:06 am
Upon investigating WM (formerly known as Fuhuiyuan International Holdings, Ltd.) and determining that Todt had been sued repeatedly for fraud, including by the Securities and Exchange Commission (“SEC”), Coronacide promptly declined the purchase order and Todt’s offer to buy the Coronacide test kits. [read post]
6 Jun 2017, 3:57 am
Securities and Exchange Commission, the court held that because SEC disgorgement operates as a penalty, the five-year statute of limitations applies to a claim for disgorgement in an SEC enforcement action. [read post]
2 Apr 2019, 6:50 am
The Equustek decision, Google Inc. v. [read post]
30 Jun 2015, 2:43 pm
Common engagements include internal and external workforce hiri [read post]
18 Jul 2009, 7:31 am
Without question, the first six months of 2009 have been a period of sharply increased enforcement activity at the Securities and Exchange Commission. [read post]
6 Oct 2016, 9:30 pm
The Securities and Exchange Commission (SEC) announced that Credit Suisse AG agreed to pay a $90 million fine to settle charges that it misrepresented the methodology it used to determine an important wealth management performance metric. [read post]
23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]
23 Oct 2022, 7:03 pm
Later this year, the Court will hear oral argument in Axon Enterprise, Inc. v. [read post]
