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26 Aug 2022, 10:26 am
The White Law Group continues to investigate potential securities claims involving the liability that brokerage firms may have for improperly recommending Griffin Realty Trust Inc. to investors. [read post]
9 Feb 2018, 12:00 am
In Apple Inc., 2017 BL 446883 (Dec. 12, 2017), Apple Inc. [read post]
6 Feb 2018, 12:00 am
In ITT Inc., 2017 BL 84441 (March 16, 2017), ITT Inc., (“ITT”) asked the staff of the Securities and Exchange Commission (“SEC”) to permit ITT to omit a shareholder proposal submitted by John Chevedden (“Shareholder”) requesting that ITT place a proposal on ITT’s proxy statement permitting a group of up to 50 shareholders to aggregate their shares to equal 3% of ITT stock owned continuously for 3-years in order to make use of… [read post]
27 Oct 2014, 5:40 am
On May 5, 2009, and for more than eight years prior, Christopher Coleman had been employed in high-level security positions by Joyce Meyer Ministries, Inc. [read post]
27 Jun 2017, 7:59 am
In some instances, defendants find themselves obliged to defend these state court lawsuits while also defending parallel or even identical federal court lawsuits raising essentially the same allegations. [read post]
3 May 2013, 10:34 am
Essentially then, the parties to a merger transaction must take into account all securities law implications associated with using stock and/or securities to effect the transaction, weighing the costs and benefits of registering the relevant securities, or seeking an exemption from registration. [read post]
7 Oct 2015, 6:46 am
" ContentGuard Holdings, Inc. v. [read post]
27 Feb 2023, 9:01 pm
Dapper Labs, Inc., denying Dapper Labs and its CEO’s motion to dismiss a putative securities class action. [read post]
8 Mar 2024, 11:31 am
These actions highlight the SEC’s commitment to enforcing compliance with recordkeeping requirements essential for monitoring and enforcing securities laws. [read post]
8 Sep 2021, 6:54 am
Ripple Labs, Inc. [read post]
1 Aug 2008, 6:04 pm
Corinthian Colleges, Inc., 2008 WL 2853402 (9th Cir. [read post]
12 Mar 2024, 3:36 am
Payward, Inc.; Payward Ventures, Inc. [read post]
25 Apr 2018, 12:00 am
In Pfizer Inc. 2018 BL 030118 (March 1, 2018), Pfizer Inc. [read post]
5 Dec 2010, 6:00 am
Scientific-Atlantic, Inc. (2008) – to find a private right of action against secondary parties for aiding-and-abetting securities fraud committed by a primary violator. [read post]
15 Aug 2008, 2:03 pm
In re Apollo Group, Inc. [read post]
6 Feb 2022, 6:38 am
The February 4, 2022 complaint filed against New Oriental Education & Technology Group Inc. can be found here. [read post]
7 Feb 2024, 7:57 am
This would have a chilling effect on essential security research globally and hinder researchers' ability to contribute to global cybersecurity. [read post]
30 Oct 2012, 9:07 am
Charles County crash caused by improperly secured cargo. [read post]
3 May 2017, 4:24 am
Let me introduce you to the Data Security Policy, an essential component of any employee handbook now, and likely forever. [read post]
3 Aug 2020, 1:07 pm
Equity Sales Company (CRD# 2936), Park Avenue Securities LLC (CRD# 46173), NY Life Securities LLC (CRD# 5167), and Mutual of Omaha Investor Services, Inc. [read post]
