Search for: "SGS, LLC" Results 61 - 80 of 183
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24 Jun 2020, 1:00 pm by Renae Lloyd
SEC Reportedly Sanctions SG Americas for Deficient Blue Sheet Data According to a press announcement on June 24, 2020, the Securities and Exchange Commission settled charges against broker-dealer SG Americas Securities LLC for allegedly failing to provide complete and accurate securities trading information known as “blue sheet data. [read post]
24 Jun 2020, 9:09 am by Astarita
The Securities and Exchange Commission today announced settled charges against broker-dealer SG Americas Securities LLC for failing to provide complete and accurate securities trading information known as "blue sheet data. [read post]
11 Mar 2020, 8:47 am by Renae Lloyd
Callable SER DTD 2/11/13 Barclay Banks PLC DTD 02/25/11 Bank Amer Corp Medium Term SR NTS DTD 05/27/11 SG Structured PRODS Inc. [read post]
3 Mar 2020, 1:59 pm by Mark Walsh
“How often has the SG declined to defend legislation adopted by Congress? [read post]
28 Feb 2020, 6:55 am by John Elwood
Calling for the views of the SG just kicks the can down the road as a formal matter, but it’s good news for the petitioners as a statistical matter. [read post]
24 Feb 2020, 2:06 am by Peter Mahler
No. 2019-0136-SG [Del Ch Jan. 31, 2020], the plaintiffs seemed to want it both ways. [read post]
7 Feb 2020, 11:30 am by John Elwood
The Rams Football Company, LLC v. [read post]
17 Jan 2020, 12:57 pm by Robert P. Merten III and Mike Le
Since then, the following decisions, rulings, and other notices were issued but uncertainty still abounds: FTB Technical Advice Memorandum No. 200658 (citing Amman & Schmid and holding that while an out-of-state LLC member receiving California-sourced income was subject to state income tax, it was not doing business for California franchise tax purposes).29 FTB Legal Ruling 2014-01 (reversing course, the FTB describes Amman & Schmid as a narrow exception not applicable to… [read post]